Deep Enrich
Mary lecca
607 followersTimeline
About me
Chief Compliance Officer at Argonautica Private Wealth Management, Inc.
Education
The investment banking institute
-Certificate financial analysis & valuation methodologiesJuan xxiii - lima, peru
1985 - 1989Diploma
Wharton executive education
-Certificate fintech revolution: transformative financial services and strategies
Bentley university
2002 - 2005Bs business managementCum Laude Graduate
Experience
Mcc securities, inc
Oct 2005 - May 2008Associate
Nile capital management, llc
Oct 2007 - Feb 2011VP, Compliance & Administration
Jan 2010 - Feb 2011Vice President & Compliance Officer
Oct 2007 - Feb 2011
Berenberg
Mar 2011 - Mar 2016Vice president, chief compliance officer
Arete research
Mar 2016 - Nov 2021CEO & Global CCO at Arete Research LLC
Jan 2018 - Nov 2021Chief Compliance Officer
Mar 2016 - Nov 2021
Argonautica private wealth management, inc.
Aug 2022 - nowChief compliance officer
Licenses & Certifications
Series 14
Finra.webp)
Series 66
Financial industry regulatory authority (finra)Series 99
Financial industry regulatory authority (finra)Series 79
Financial industry regulatory authority (finra)Series sie
FinraSeries 7
Financial industry regulatory authority (finra)Series 63
Financial industry regulatory authority (finra)Series 24
Financial industry regulatory authority (finra)
Languages
- biBilingual: english/ spanish
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