Sophia S.

Experience

• 

  DoubleTree by Hilton

  Feb 2013 - Mar 2013

  HR Officer(Intern)

  *Maintain and update the employee notice boards, posters, and other forms of this kind communications in time. *Assist the training officer in achieving training programs.

• 

  DoubleTree by Hilton

  Jul 2013 - Aug 2013

  Hr Officer (Intern)

  *Complete Daily Check Report *Track the reported training programs of each department* Assist in completing various documents

• 

  友邦保险

  Aug 2015 - Jun 2019

  Senior Secretary
• 

  海通国际证券集团有限公司

  Jun 2019 - now

  -Perform trade matching & arrange trade settlement for managed funds/accounts-Coordinate trade instruction for managed funds/accounts with custodians-Prepare and review daily valuation report, perform reconciliations follow up with discrepancies-Coordinate with internal and external parties to resolve daily operation issues-Perform account opening, client KYC and AML processComply with internal workflows, procedures, and relevant SFC regulatory requirements-Assist the investment team to prepare ad hoc reports for operational purposes-Process fund subscriptions and redemptionsPerform other duties as assigned by the management team Show less

  • Fund Operation Officer

    Jan 2023 - now

  • DCM Secretary

    Jun 2019 - Jan 2023