Robert Belva

Experience

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  Goldman Sachs

  Apr 1990 - Jun 2012

  Vice President

  Vice President, US Regulatory Operations Production Department Manager• US Regulatory Department manager of a staff of approximately 12 professionals located in NJ and India. • Responsible for the monitoring of TRACE, MSRB, ACT, and OATS transactions. Additionally, responsible for Blue sheets, Short Interest, FERC, 13G, 13F and Canadian Province reporting.• Reported the quantitative and qualitative output of various Operational risk quotient models to senior management on a weekly basis.• Created an oversight model in order to efficiently review the work performed by the Bangalore office. • Responsible for multiple functional migrations to the Firm’s Bangalore office.• Responsible for the quarterly SOX, Balance Sheet Substantiation and FINRA 3130 sign off assessments.• Initiated a global reporting managers’ forum to review and implement “best practices” in each of the Firm’s regional offices.• Reviewed and signed off on FINRA inquiry responses. • Proactively assisted the Business, Operations, Compliance and IT management in understanding the impact and risk of strategic business initiatives on regulatory reporting.• Led a firm wide initiative to create an “as of” short interest reporting policy by liaising with the Business, Compliance and Legal.• Liaised with the various Trading desks and Operations in order to reduce regulatory violations.• U.S. disaster recovery lead.• Participant in campus recruiting, the Community Team Works program and diversity groups.March 2009 – June 2010Vice President, Treasury and Funding Operations Global Embedded Risk Manager• Designed and implemented approximately 30 risk quotient models. • Led the conversion of the Sarbanes Insight process into the new Self Assessment process for Treasury Operations. • Coordinator of the Ops Control Handbook rewrite for Treasury. • Leader of an anti fraud initiative for Derivative Operations. • Member of the Derivative Ops Risk and Payment Committees. Show less

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  Prudential Financial

  Jul 2013 - now

  Vice President