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Joseph Ramonas

Joseph Ramonas

Followers of Joseph Ramonas741 followers
location of Joseph RamonasMorristown, New Jersey, United States

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  • Timeline

  • About me

    Helping Advisors Build Their Best Business Life

  • Education

    • Eastern Connecticut State University

      -
      Bachelor's degree PSYCHOLOGY

  • Experience

    • TD Ameritrade

      Feb 2016 - Jan 2021

      My role is to help financial advisors breakaway to the independent RIA space, and successfully launch their dream practice. • Worked to ensure that the company met FINRA, SEC and other regulatory standards. • Worked with Supervisory Risk teams to mitigate risks to the company and the client. • Coordinated with Senior Reps to ensure continuity within the team procedures.

      • Advisor Transition Consultant

        Jan 2019 - Jan 2021

      • Securities Principal- Correspondence Review

        Sept 2017 - Jan 2019

      • Relationship Manager

        Feb 2016 - Sept 2017

    • Fountainhead Asset Management

      Feb 2021 - Jan 2024
      Vice President Of Business Development

      Fountainhead Asset Management is your boutique outsourced Chief Investment Office. Imagine all of the possibilities if you removed "investment management" from your list of responsibilities...think: more time for money-making activities or simply, MORE TIME.

    • Diamond Consultants - Financial Advisor Recruiters and Consultants

      Jan 2024 - now
      Associate Consultant

  • Licenses & Certifications

    • Series 7 - General Securities Representative Examination

      FINRA
      May 2016

    • Series 63 - Uniform Securities Agent State Law Examination

      FINRA
      Jun 2016

    • Series 24 - General Securities Principal Examination

      FINRA
      Aug 2017

    • SIE - Securities Industry Essentials Examination

      FINRA
      Oct 2018