Keith Jensen

Experience

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  Charles Schwab

  Jul 2006 - Dec 2016

  Managed Alternative Investment team activities, the assessment of private investments, and review of critical legal, risk analysis, and investment structure information to create effective risk-focused review processes that met client investment goals while remaining compliant with SEC regulations and due diligence. Also led collaborative efforts with Schwab’s Legal, Compliance, Risk, and Sales teams to ensure these objectives were continuously maintained.Key Accomplishments➢ Successfully led the team to review more than 3,000 Alternative Investment products and establish an accuracy rate of 99.98%➢ Delivered key weekly and monthly presentations covering data, statistics, and organizational analysis presentations that assisted the Schwab Executive Committee with developing effective new go-forward business strategies.➢ Improved business risk and regulatory requirement satisfaction thorough implementation of new departmental procedures covering the alternative investment review process.➢ Streamlined all operational channels and refined technical workflows through an aggressive new process renovation initiative.➢ Built a reputation for exceptional negotiating abilities by moderating difficult employee performance, HR, salary, and annual review conversations in a manner that ended with win-win results. Show less Oversaw the handling of numerous mission-critical AI functions including dividend, redemption, and distribution payment processing, pricing and valuation analysis, reorganization of assets, and other corporate actions to ensure all company and shareholder needs were met.Key Accomplishments➢ Pioneered a new project that improved the corporate actions processing of non-trading equities and various pooled investments.➢ Awarded a vital role as primary training instructor for all alternative investment custodial functions. Show less

  • Manager - AI Analysis

    Jul 2012 - Dec 2016

  • Alternative Investments Team Lead

    Jul 2006 - Jun 2012
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  Golden 1 Credit Union

  Aug 2017 - now

  Supervisor IRA/CD Department

  Currently managing the day-to-day activities of the IRA team and collaborating with management, other departments, and external business partners to develop game-changing strategies that maximize achievement of key business goals. Also serving as a subject matter expert and providing detailed oversight of all IRA member-facing functions.Key Accomplishments➢ Successfully raised more than $750 million in assets through successful leadership of IRA and Certificate Campaign projects in coordination with a variety of business partners including Accounting, Information Technology, Compliance, Marketing, and Branch Services departments.➢ Maximized company compliance with all IRA regulations and laws by proactively working with senior management, different departments, and regulatory agencies.➢ Streamlined the audit process for every department which led to improvements in IRA communications, taxation, and other member-facing functions.➢ Spearheaded a new management initiative that boosted employee performance and morale by fostering a strong environment of trust, encouraging employee decision-making, and increasing collaboration on key projects.➢ Implemented numerous process improvements that maximized team efficiency including the overhaul and redesign of all company IRA procedures. Show less