Ricky Loo

Experience

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  JP Morgan Invest, LLC

  May 2002 - Sept 2003

  Client Services Officer

  • Executed phone stock and option trades accurately and quickly• Answered client inquiries regarding account balance, position, activity, and history• Mediated exchanges and market makers to resolve internet trade problems

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  Muriel Siebert & Co., Inc. Member NYSE, FINRA & SIPC

  Sept 2003 - Jun 2005

  Registered Representative

  • Provided best in class client online trading support• Established new accounts and clients

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  E*TRADE from Morgan Stanley

  Jun 2005 - Aug 2007

  Relationship Manager

  • Developed and implemented local market strategies and promotions to achieve ~$28 million in managed customer assets annually• Inaugurated first Asia-Pacific branch for E*trade and grew investments, banking, and mortgage offerings within the Asian-American community

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  Wedbush Securities

  Aug 2007 - Dec 2014

  Client Success & Technical Operations

  • Monitor client trading activity and positions and adjust client trading capital available to minimize financial risk to Wedbush• Coordinate communication between client, exchanges, market makers, and street settlement to resolve trade breaks• Serve as liason between clients and internal developers in the automation of daily tasks, including the addition of new website features, notifications, and end-of-day file uploads to DTCC

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  Novotech Nutraceuticals, Inc.

  Feb 2018 - now

  Sales And Marketing Specialist