William Rolf

Experience

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  CDW•G

  Feb 2014 - Sept 2015

  Sales Intern

  •Identified key technology stakeholders by department and scheduled meetings•Develop relationships with IT personnel on campus•Articulated the CDW value proposition to potential and current customers•Represented the CDW brand at trade shows and technology conferences

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  World's Foremost Bank

  Dec 2015 - Aug 2016

  Credit Processing Analyst

  •Evaluated credit worthiness of consumers using credit reports and Excel spreadsheets•Assisted with account maintenance, including APR evaluations, statement requests, mailings, and e-mail replies pertaining to credit•Reviewed credit line increase requests and applications•Maintained lending, compliance, and customer service standards

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  Wells Fargo

  Jun 2016 - Sept 2016

  Compliance Consultant

  •Conduct due diligence research on corporate customers following Know-Your-Customer guidance (KYC) using public and proprietary sources•Review the clients’ public information and internal documents to assess their industry and business activities in order to determine their level of risks by assigning appropriate NAICS code.•Generate digital profiles for the customers on Customer Risk Management System (CRMS), a Wells Fargo internal system, and ensure that the information about the client is complete, accurate, and current.Clients are screened through different risk attributes. •Skills acquired: KYC knowledge, Due diligence research, and Risk and Business Assessment Show less

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  COR Clearing LLC

  Sept 2016 - Mar 2018

  AML Risk Analyst

  • Performed statistical analysis on Introducing Broker-Dealers and their clients to establish appropriate risk-tiers and develop risk metrics. Worked with IBDs to resolve issues.• Analyzed client transactions for suspicious activity using transaction monitoring software, filing FinCen SAR reports when necessary.• Reviewed low-priced-security deposit and sales for fraud or regulatory violations.• Assessed fixed-income transactions for money laundering.• Completed an annual risk assessment of firm-wide AML risks.• Assisted AML Transaction Monitoring and AML Systems team. Show less

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  Capital Consulting & Asset Management

  Mar 2018 - May 2019

  Project Manager, WealthReady

  • Tasked with coordinating successful initial setup and launch of WealthReady.com, a complete digital advisory solution to complement the traditional, in-person business.• Organized trademarks, negotiated and reviewed agreements, coordinated web development, logo design, and marketing contractors prior to launch, along with formulating overall strategies.• Entered trades and assisted in portfolio reviews for CCAM, the traditional business.• Managed information technology support of WealthReady and CCAM Show less

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  Wells Fargo

  Sept 2019 - now

  • Senior Due Diligence Consultant

    Oct 2022 - now

  • Due Diligence Consultant

    Sept 2019 - Oct 2022