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David Earl Spencer, MS, ChFC®

Wealth Management Advisor, Vice President

2000 followers

Walnut Creek, California, United States

Connect with David Earl Spencer, MS, ChFC® to Send Message

Connect with David Earl Spencer, MS, ChFC® to Send Message

Timeline
About me
Vice President, Financial Advisor
Education
- The American College of Financial Services
  2017 - 2018
  Accredited Certificate Program
- Saint Mary's College of California
  2012 - 2014
  Master's Degree Financial Analysis & Investment Management
- UC Berkeley Extension
  2011 - 2012
  Accredited Certificate Program
- University of California, Berkeley
  2001 - 2003
  Accredited Certificate Program
Experience
- Merrill Lynch Wealth Management
  Aug 2007 - Sept 2022
  Wealth Management Advisor, Vice President
- Broadway Wealth Management of LPL Financial
  Sept 2022 - now
  Co-Owner, Vice President, Wealth Advisor
  *ChFC® and Chartered Financial Consultant® are the property of The American College, which reserves the sole rights to its use, and is used by permission.David Spencer is a registered representative with, and Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to the ‘See Contact Info’ section above.Third-party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.The financial professionals associated with Broadway Wealth Management of LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. Show less
Licenses & Certifications
- Personal Investment Advisor
  Merrill Lynch Internal
  Sept 2014
- Chartered Financial Consultant (ChFC)
  The American College of Financial Services
  Oct 2018