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Anthony Goldstone

Anthony Goldstone

Temporary Compliance Assistant

Followers of Anthony Goldstone2000 followers
location of Anthony GoldstoneAbu Dhabi, Abu Dhabi Emirate, United Arab Emirates

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  • Timeline

  • About me

    Director of Compliance

  • Education

    • Anglia Ruskin University

      2010 - 2013
      Bachelor of Laws (LLB) Law

    • London Metropolitan University

      2015 - 2016
      Master of Laws (LLM) Financial Services Law, Regulation and Compliance

  • Experience

    • Panmure Liberum

      Feb 2014 - Mar 2014
      Temporary Compliance Assistant

    • Rathbones Group Plc

      Apr 2014 - Sept 2016

      • Compliance Analyst

        May 2015 - Sept 2016

      • Compliance Monitoring Officer

        Jan 2015 - May 2015

      • Compliance Assistant

        Apr 2014 - Jan 2015

    • Merian Global Investors

      Oct 2016 - Jan 2020

      • Senior Compliance Officer

        Apr 2019 - Jan 2020

      • Compliance Officer

        Oct 2016 - Apr 2019

    • Ninety One

      Jun 2020 - Jan 2021
      Compliance Officer (FTC)

    • IQ-EQ

      Mar 2021 - Feb 2024
      Head of Advisory

    • Trifecta Advisory Group Limited

      Feb 2024 - now
      Director of Compliance

  • Licenses & Certifications

    • Diploma in Investment Compliance

      Chartered Institute for Securities & Investment (CISI)

    • Investment Operations Certificate

      Chartered Institute for Securities & Investment (CISI)

    • Investment Management Certificate

      CFA UK

    • Certificate in Risk in Financial Services

      Chartered Institute for Securities & Investment (CISI)