Mridul Katiyar

Experience

• 

  Bharat Heavy Electricals Limited

  May 2011 - May 2011

  Summer Internship

  Quality analysis of the electrical equipment inclusive of test and quality checks.

• 

  Jspl Limited

  Jul 2013 - Jun 2015

  Assistant Manager

  Worked as an Operations Manager managing the commercial operations and power trading along with maintaining the operational efficiency by adherence to key controls and standards.

• 

  Bharat Petroleum Corporation Limited

  Apr 2016 - Jun 2016

  Summer Internship

  Business development: Network expansion plan for BPCL AVIATION in tier 2/3 cities. An analysis based on Civil Aviation Draft Policy and SMART Cities plan

• 

  Standard Chartered Bank

  Jul 2017 - now

  Financial Crime Compliance, Controls & Governance• Supported the Group strategic deliverables regarding the implementation of the Group Screening Standards governance and the Group Monitoring Standards governance• Support relevant stakeholders (Business, Product Management, Risk Owners, GIA) to make decisions based on current and possible future policies, practices, and trends• Ensuring the compliance of governance models for the Group Screening Standards (GSS) and the Group Monitoring Standards (GMS) across various segments, products, and functions• Track any GSS or GMS governance-related dispensation and ensure these are considered when the governance is followed, inclusive of the country-specific deviations (country addendum)• Maintaining and ensuring the required approvals on all governance-related documents for audit/assurance reviews• Support the design and implementation of formal process documentation for the annual business review and approval of system settings and configurations• Supported the documentation of the process along with designing the proforma for the creation of SRM packs in line with the Group Standards• Compilation of the Business Review Meeting material and standardizing the data where necessary as well as Scheduling the Service Review Meetings as per the agreed frequency• Supporting the Risk assessment along with formulation, follow-ups, and closure of the risk treatment paper for the Elevated Residual Risk• Formulation, prioritization, and regular follow-ups with internal support teams on-demand book of work to ensure the adherence of the data and management information with the business-specific requirements Show less Private Banking - Name Screening • Periodic name screening across internal watch lists, adverse media check, Sanctions, and litigations in Arachnys for Private banking clients across 6 markets (INDIA, UAE, Jersey PVB, UK, Hong Kong, and Singapore)• Monitoring the quality of referrals onshore and closure of false positives by documenting adequate risk mitigation.• Responsible for reporting the efficacy of internal screening leading to process modulation.• Analyzing and Documenting the alerts underlying AML/TF/HT/ Global watch list and other red flags, inclusive of supporting document• leading to SAR closure consistent with the firm’s quality standards• Project Implementation, Process Development, UAT, Test Script Preparation and Training and mentoring the stakeholders• Ensuring continued compliance with policies, and procedures consistent with the group & regulatory practices by managing respective SLA and DOI• Transaction Monitoring for INDIA Private Banking• Handling the internal/external Audits Show less Private Banking - CDD Operations • Managed the team size of 30 people for the periodic review process• Handling the 6 Private Bank Markets (INDIA, UAE, Jersey PVB, UK, Hong Kong, and Singapore)• Working closely with Shore Stakeholder (Client Acceptance Review Team across 6 Markets) for immediate action on alert management and their resolution for appropriate risk mitigation, Key Metrics Projection, Volume forecasting, and MIS Reporting• Project Implementation, Process Development, and UAT• Client due Diligence Show less

  • Associate Director

    Apr 2021 - now

  • Manager

    Apr 2019 - Mar 2021

  • Associate Manager

    Jul 2017 - Apr 2019