Jay Harper

Jay Harper

Discovery & Investigative Counsel

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  • Timeline

  • About me

    SVP, Associate General Counsel, Head of Legal Operations at LPL Financial

  • Education

    • University of South Carolina

      -
      Bachelor's degree Finance & Human Resources
    • Charleston School of Law

      -
      Doctor of Law - JD Law
  • Experience

    • Moore & Van Allen PLLC

      Oct 2011 - Oct 2018
      Discovery & Investigative Counsel

      I was Discovery/Investigative Counsel based in Charlotte, North Carolina. I gained extensive experience navigating complex e-discovery challenges, with a particular focus on internal investigations and large scale financial services litigation. I also managed global teams of 60+ attorneys, investigators, consultants, and data analysts on financial matters requiring audits of customer accounts to identify issues with deficient KYC information, potential AML issues, and white collar crimes. In addition, I assisted clients with investigations involving alleged financial reference rate and foreign exchange rate manipulation, as well as mortgage and other consumer fraud. I routinely worked with clients to leverage project management best practices, workspace analytics, and other technology based strategies to limit unnecessary expense to meet the domestic and international discovery obligations and investigative needs of my clients. Show less

    • LPL Financial

      Oct 2018 - now

      Legal Operations & eDiscovery

      • SVP, Associate General Counsel, Head of Legal Operations

        Jul 2024 - now
      • Vice President & Associate Counsel at LPL Financial - Legal Intake, Legal Operations, & eDiscovery

        Sept 2019 - Aug 2024
      • AVP & Associate Counsel

        Oct 2018 - Aug 2024
  • Licenses & Certifications

    • Generative AI for the Legal Profession

      Berkeley Law Executive Education
      Apr 2024