
Katie Laird
Customer Advisor

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About me
Risk and Regulation Manager
Education

Chartered Insurance Institute
2014 - 2014CF1 UK financial services, regulation and ethics Pass
Edinburgh Napier University
2006 - 2010Bachelor of Arts (B.A.) SOCIAL SCIENCES
Chartered Insurance Institute
2014 - 2014CF6, Mortgage Advice Pass
Edinburgh Napier University
2006 - 2010Bachelor of Arts - BA SOCIAL SCIENCES
Experience

Bank of Scotland
Jun 2007 - Jan 2011Customer Advisor
HSBC
Jan 2011 - Jun 2015Mortgage Advisor
Apr 2014 - Jun 2015Premier Academy Mentor
Apr 2013 - Apr 2014Premier Associate
Jan 2011 - Apr 2013

Post Office
Jun 2015 - Mar 2017Mortgage Advisor- Responsible for understanding a customer’s personal and financial situation and preferences to ensure that the correct solution is recommended- Protecting the bank and the customer by keeping up to date with new laws and regulations and following strict rules and guidelines set by the FCA and PRA- Meeting and exceeding various customer focussed targets by delivering sales through service.

Tesco Bank
Mar 2017 - nowResponsible for minimising risk exposures and ensuring adherence with regulatory standards by working with all internal functions to deliver compliant solutions in response to new and changing regulation and new product/ service design. Specific examples of this include FCA High cost of credit programme and more latterly the FCA Consumer Duty project.Responsible for supporting quarterly RCSA, managing risk and control frameworks, events reporting and remediation and conduct and customer outcomes reporting and analysis. Show less
Risk and Regulation Manager
Oct 2019 - nowMortgages Commercial Manager
Mar 2017 - Oct 2019
Licenses & Certifications
- View certificate

Interview Master Class
LinkedInOct 2022 - View certificate

CV Success Master Class
LinkedInOct 2022
Volunteer Experience
Fundraiser
Issued by Life Care on Mar 2018
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