Abhishek Srivastava

Experience

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  ANZ

  Nov 2011 - Mar 2014

  Analyst-KYC

  ANZ Support Services India ltd.Analyst –KycNov 2011 – March 2014 Job Responsibilities in Customer Identification Process(CIP):• Remediating Australian entities (Companies and individuals), adhering to the set of procedures as laid by AML/ CTF obligations.• Checking the Jurisdiction risk of the country in which the company/individual is conducting business.• KRA included assisting analysts to analyze and action complex cases, to ensure providing 100% quality.• Imparting training to new staffs and recruits to understand the KYC process and the implications of non-compliance. Show less

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  Capgemini

  Mar 2014 - Aug 2016

  Associate- KYC operations

  Processing KYC checks on retail customers of a Canadian Bank, adhering to country’s regulationsand local lawsKRA included trouble shooting, floor walking and assisting analysts to analyze and actioncomplex cases, to ensure providing 100% quality.

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  HSBC

  Jan 2016 - Feb 2022

  • Mentoring a team of analysts, providing appropriate feedback to them in order to develop them to work towards achieving good quality score.• Complete responsibility of team’s quality score to maintain SLA, concurrence of errors with Audit team and cascading the results to analysts team.• To Quality Check and ensure that analyst have updated, maintained and recorded commercial business customers’ KYC profiles and information in compliance with line of business procedures and policies.• Performing Screening for negative news and facts searches through database searches such as Regulatory Data Corp(RDC), Lexis Nexis, World Check(WC) and seek appropriate clearances on generated red flags/alerts,if required.• Conducting checks upon the high risk clients, dealing in sanctions, solving complex shareholding structure to determine beneficial owners, if required to perform Enhanced Due Diligence on them.• Collaborated with business(Onshore),training team to prepare,draft and roll out SOP (Standard Operating Procedures) and review it periodically. Show less

  • Manager

    Feb 2021 - Feb 2022

  • QC Analyst

    Jan 2016 - Feb 2021
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  BNP Paribas CIB

  Feb 2022 - Jan 2024

  Manager Operations

  Leading a team of 15 analysts and managing day to day management of the KYC process toonboard and renew KYC records to regulatory standards with high quality and while meetingtight deadlines.Act as the team's key liaison with various groups like legal, compliance, credit, andoperations, as well as interact directly with segment/group management to report onAML/KYC-related KPIs (key performance indicators)

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  Apex Group Ltd

  Jan 2024 - now

  Assistant Vice President
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  Apex Group Ltd

  -

  Assistant Vice President