Timothy Carroll

Timothy Carroll

Compliance Service Specialist

location of Timothy CarrollCogency Global Inc.

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  • Timeline

  • About me

    Compliance Service Specialist at Cogency Global Inc.

  • Education

    • Juan Diego Catholic High School

      2014 - 2018
      High School Diploma
    • Bucknell University

      2018 - 2022
      Bachelor of Arts - BA
  • Experience

    • Cogency Global Inc.

      Jul 2023 - now
      Compliance Service Specialist

      Member of the Annual Reports Compliance Team in Denver, Colorado- Ensure legal compliance for Corporations, LLCs, LPs, Non-Profits, and other entities in United States jurisdictions- File and monitor periodic reports and tax payments according to various state requirements- Receive and handle service of process- Correspond with clients to fulfill orders and resolve issues

  • Licenses & Certifications

    • Securities Industry Essentials (SIE)

      FINRA
      Oct 2022
  • Honors & Awards

    • Awarded to Timothy Carroll
      Bachelor of Arts - Cum Laude Bucknell University May 2022 Degree with Distinction