Tyler Stevens

Experience

• 

  ING Advisors Network

  Jun 2007 - Feb 2010

  Senior Operations Coordinator

  A piece of ING Advisors Network was divested to a private equity firm which formed the basis of Cetera Financial Group. This sale was finalized in February 2010.

• 

  Cetera Financial Group

  Jul 2007 - Sept 2011

  Brokerage Operations Team Lead

  A piece of ING Advisors Network was divested to a private equity firm which formed the basis of Cetera Financial Group. This sale was finalized in February 2010.

• 

  Principal Financial Group

  Nov 2011 - now

  Provide investment analysis and asset allocation modeling support for the fee-based programs of Principal Securities, Inc. within our retail distribution channel. Work with advisors to develop appropriate portfolios for their clients as well as helping to create base models for broader use. Assist advisors with product overview in an effort to support sales. Help in analyzing competitor offerings in an effort to position our products appropriately.- Assist advisors with building portfolios and with accounts out of drift.- Assist advisors with general education on stocks, bonds, ETFs and general investment questions.- Coordinate trades and re-balancing for our fee based products.- Provide insight into development of marketing/product materials.- Identify ways to streamline process and increase retention.- Maintain knowledge of market conditions and assist the team set base targets for which assets may be favorable based on current conditions.- Maintain knowledge of the investment universe to assist in answering product specific questions.- Work with advisors to help with re-balancing and allocation changes on an account level.- Work with the team to help create allocation models with appropriate risk. Show less - Train agents and staff on brokerage account platform, Morningstar Investment Advisor Workstation, and client account aggregation and performance reporting software.- Facilitate and lead meetings with offices, agents, and staff throughout the U.S. via web conferences , office visits, individual training sessions, and large group presentations- Prepare monthly B/D financial measure report and complete regular project work - Organize quarterly training sessions and then communicate schedule to all registered reps via written/oral communication-- Hold FINRA Series 7, 24, and 66 licensing Show less

  • Assistant Director - Advisory Solutions

    Dec 2022 - now

  • Senior Investment Specialist

    Sept 2016 - Dec 2022

  • Sales Support Counselor

    Apr 2013 - Sept 2016

  • Broker Dealer Counselor III (Trade Desk)

    Nov 2011 - Apr 2013