Mark Kaicher

Mark Kaicher

Trader

Followers of Mark Kaicher476 followers
location of Mark KaicherGreenwich, Connecticut, United States

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  • Timeline

  • About me

    Examiner at FINRA Financial Industry Regulatory Authority

  • Education

    • College of the Holy Cross

      1980 - 1984
      Bachelor of Arts (BA) Economics
    • Fordham University - Graduate School of Business Administration

      1986 - 1988
      MBA Finance
  • Experience

    • Salomon Brothers

      Jan 1985 - Jan 1987
      Trader
    • Moran Asset Management

      Jan 1987 - Jan 1996
      Equity Trader
    • Buckingham Capital Management, Inc.

      May 1996 - Nov 2019

      Head Trader of a long/short equity hedge fund that primarily employs two strategies: a sector fund focused on the retail, apparel and footwear industries; and, a multi-sector fund that trades predominantly in the financial, airline, industrial and energy sectors.- Actively engage 40+ sell-side brokers and two prime brokerage firms to achieve best execution results while optimizing the firm’s access to the Street.- Account for day to day order management of both funds.- Prepare and execute multiple trading programs for the purposes of rebalancing and tax-harvesting strategies.- Conduct commission and soft dollar management reviews to maintain best execution practices.- Maintain strong exposure to options, swaps and foreign exchange.- Satisfy continual various market, compliance, technical, communication and personnel issues. Show less

      • VP, Trader

        Jan 1996 - Nov 2019
      • VP, Trader - OTC Trading Group

        May 1996 - Jan 2002
    • The Buckingham Research Group

      Nov 2019 - Mar 2020
      Compliance Officer
    • Financial Industry Regulatory Authority

      Mar 2020 - now
      Examiner at FINRA
  • Licenses & Certifications

    • Securities Licenses: Securities Licenses Series 7, 24, 55 and 63

      FINRA