Mark Kaicher

Experience

• 

  Salomon Brothers

  Jan 1985 - Jan 1987

  Trader
• 

  Moran Asset Management

  Jan 1987 - Jan 1996

  Equity Trader
• 

  Buckingham Capital Management, Inc.

  May 1996 - Nov 2019

  Head Trader of a long/short equity hedge fund that primarily employs two strategies: a sector fund focused on the retail, apparel and footwear industries; and, a multi-sector fund that trades predominantly in the financial, airline, industrial and energy sectors.- Actively engage 40+ sell-side brokers and two prime brokerage firms to achieve best execution results while optimizing the firm’s access to the Street.- Account for day to day order management of both funds.- Prepare and execute multiple trading programs for the purposes of rebalancing and tax-harvesting strategies.- Conduct commission and soft dollar management reviews to maintain best execution practices.- Maintain strong exposure to options, swaps and foreign exchange.- Satisfy continual various market, compliance, technical, communication and personnel issues. Show less

  • VP, Trader

    Jan 1996 - Nov 2019

  • VP, Trader - OTC Trading Group

    May 1996 - Jan 2002
• 

  The Buckingham Research Group

  Nov 2019 - Mar 2020

  Compliance Officer
• 

  Financial Industry Regulatory Authority

  Mar 2020 - now

  Examiner at FINRA