Sally Murphy, Esq.

Experience

• 

  Bronx District Attorney’s Office

  Sept 1990 - Jun 1999

  Major Case/Homicide Assistant
• 

  Citizens Bank

  Mar 2013 - Dec 2015

  Attorney

  - Provided legal and investigative support for a significant regulatory examination and related remediation- Responsible for all facets of internal investigation, and partnered with Senior Counsel, Business, Risk and Compliance key stakeholders to review and manage examination findings-Interfaced and drafted bi-weekly responses and updates to regulatory inquiries

• 

  Standard Chartered Bank

  Jan 2016 - Feb 2022

  Detection Scenarios Group:- Manage a team of Senior Investigators, Investigators and Analysts, and provide training, guidance and oversight of the Team's cases.- Management of daily workflow, operational and team metrics, by establishing performance standards and monitoring and tracking employee production and quality through effective communication.- Supervise, Edit and Approve all Investigative work product, including Suspicious Activity Reports (SARs) prior to filing with FinCEN - Reviewed, analyzed and prepared clear, concise and timely based complex investigations triggered by Law Enforcement Requests, Detection scenario Alerts, Potential Circumvention of Sanctions, Adverse Media or Internal Requests, and delivering quality work product. - Creation of AML processes, Quality Assurance Assessments, and provided guidance to newly created International based Fraud Workstream.- SME on BSA/AML policies and procedures.

  • Asssociate Director - Team Lead FCC Investigations

    Jan 2016 - Feb 2022

  • Associate Director, Senior Investigator, Legal and Regulatory, Fraud, and Detection Scenario Groups

    Jan 2016 - Jul 2020
• 

  Fiserv

  Mar 2022 - now

  Risk Officer for Carot and Enterprise, and Products and Platforms