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R. Michael Rollins, CFP®

R. Michael Rollins, CFP®

Agency Supervisory Officer

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location of R. Michael Rollins, CFP®Salisbury, North Carolina, United States

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  • Timeline

  • About me

    Senior Regional Supervisory Principal

  • Education

    • Cannon Regional Trust School

      1999 - 2000
      Certificate Personal Trust

    • Appalachian State University

      1975 - 1978
      BS Education

    • College for Financial Planning

      1991 - 1993
      Certificate Personal Financial Planning

  • Experience

    • MML Investors Services, LLC.

      Apr 2011 - Aug 2013
      Agency Supervisory Officer

      I am the Agency Supervisory Officer with the MML Investors Services, LLC. and MassMutual's Greensboro Agency. I help ensure our financial professionals conduct their business in an ethical manner and in compliance with the regulations that apply to our business.I am a registered representative of and offer securities, investment advisory services and financial planning through MML Investors Services, LLC, Member SIPC. 300 N. Greene Street Suite 1650 Greensboro, NC 27401. I am licensed to sell insurance in North Carolina and securities in North Carolina; CRN201306-149618 Show less

    • LPL Financial

      Aug 2013 - Feb 2023
      Senior Compliance Analyst

      I work with eDiscovery providing responses for litigation and arbitration.

    • LPLFINANCIAL

      Feb 2023 - Sept 2024
      Financial Planning Compliance Manager

    • LPL Financial

      Sept 2024 - now
      Senior Regional Supervisory Principal

  • Licenses & Certifications

    • Certified Financial Planner

      CFP Board of Standards
      Aug 1993

    • Insurance Agent, Accident, Health, Life, Variable Life & Variable Annuities

      NC Dept of Insur
      Oct 1986

    • Nasdaq Advisor Academy: Digital Assets Course Certificate

      Nasdaq Advisor Academy: Digital Assets
      Apr 2022
      View certificate certificate

    • Securities Sales Agents And Investment Advisor Representatives

      FINRA