MaryEllen Holliday

Experience

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  Whitaker & Company, Inc

  Apr 2003 - Mar 2011

  Real Estate Broker Price Opinions (BPO) Manager

  • Research the Multiple Listings to find comparable sales and listings.• Facilitated liaison between realtors and tax assessors.• Managed data entry of all related information and photo upload to Bank of America.• Successfully completed more than 1,100 BPO’s including meeting all requirements and deadlines.• Responsible for taking and archiving property photos.• Created Comparative Market Analysis for Broker’s Real Estate clients.

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  Ekstrom/Indispensable Health Care

  May 2010 - Dec 2010

  Project Sales Manager

  • Cold-called thousands of hospital and retail pharmacies throughout Indiana, Iowa, Michigan, and Ohio, to assist in their staffing needs and Pharmacist placement.• Met assigned goals through excellent time management.

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  Investment Management Consultants

  Nov 2010 - Dec 2014

  Assistant to the Advisor

  • Prepare, process and confirm new accounts• Monitor daily investment allocation and strategy tracking• Process client deposits and distributions• Implemented firm procedures necessary to comply with SEC, SIPC and FINRA compliance regulations• Prepare analysis and performance for client reviews• Manage office work flow including client transactions, communications, scheduling for three advisors, and filing• Familiar with Investment vehicles: IRA's, 401K's, Annuities, Will's, Trusts, REITS• Maintain and prepare quarterly billing Show less

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  Capstone Partners - Utah

  Dec 2014 - Dec 2020

  Assistant Agency Supervisory Officer

  • Agency Principal• Compliance Officer – Supervise registered producers.• Annual interview – Monitor reportable events for each U-4.• New producer registration.• Self directed development of process to identify and resolve issues Not In Good Order resulting in substantial resolution.• Sales Literature review and approval and correspondence review.• Review and approve brokerage accounts, managed accounts, annuities, 529 plans, corporate plans.• Trade surveillance – research trades for client suitability.• Trade corrections.• Fee-Based Financial Planning – Manage initial process & approval. Prepare plan & close out file.• Seminars and events – Approval of invitations and presentations. Supervise sponsors and receipts.• Onboarding of all Non-Registered Fingerprinted assistants – Background checks.• Maintain all NRF and Registered Producer files.• Check processing – Mobile check deposit with National Financial Services.• Maintain Check Log and supervise check delivery to proper custodian.• Notary Public.• Medallion Signature GuaranteeMassMutual Financial Group is a marketing name for Massachusetts Mutual Life Insurance Company (MassMutual) and its affiliated companies and sales representatives, Springfield, MA 01111-0001. Local sales agencies are not subsidiaries of MassMutual or its affiliated companies.Registered Principal and Investment Adviser Representative of MML Investors Services, LLC, a member of the MassMutual Financial Group. OSJ 6330 South 3000 East Suite 600 Salt Lake City UT 84121 (801) 943- 6277 MassMutual Financial Group is a marketing name for Massachusetts Mutual Life Insurance Company (MassMutual) and its affiliated companies and sales representatives, Springfield, MA 01111-0001. Local sales agencies are not subsidiaries of MassMutual or its affiliated companies. Show less

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  E*TRADE from Morgan Stanley

  Dec 2020 - now

  • Platinum Relationship Manager, Executive Services

    Sept 2023 - now

  • Platinum Relationship Manager, Executive Services at E*Trade frim Morgan Stanley

    Sept 2023 - Sept 2023

  • Senior Specialist Stock Plans

    Dec 2020 - Sept 2023