Abigail Navarro

Experience

• 

  Security Bank Corporation

  Apr 2012 - Jul 2012

  Intern
• 

  FactSet

  Jul 2013 - May 2016

  Mutual Funds Acqusition Research Analyst

  • Manage/update the fund coverage in the database with certain procedure to follow for each country.• Identify new sources of information to expand the fund coverage• Follows the financial press in the countries assigned in order to catch changes not only for funds, but also for changes in the regulation relating to funds

• 

  The Citco Group Limited

  Jun 2016 - Oct 2021

  • Performs daily reconciliation between client and broker data for cash, transactions, and positions• Prepare month end reconciliations for multiple clients• Identifies and resolves trial difference between client and broker data• Review reconciliations prepared by other team members to prevent errors and maintain quality assurance. • Communicates with counterparties from various locations to ensure proper escalation and timely delivery of reconciliations• Accountable for migrating reconciliations from different offices• Updates ORLs for senior management reference• Facilitate reconciliation process trainings for new team members Show less

  • Senior Operations Analyst - Reconciliations

    Oct 2018 - Oct 2021

  • Operations Analyst - Reconciliations

    Jun 2016 - Sept 2018
• 

  HSBC

  Oct 2021 - now

  • Review and investigate alerts generated by the Surveillance system (Actimize and ActOne). These alerts are breaches of internal policies surrounding market abuse risks.• Escalate potential cases of market abuse to onshore compliance colleagues.• Perform manual monitoring controls. (e.g. FX Front Running, NIM Ticker extraction)• Preparation of accurate and in-depth management information (MI) reports.• Maintain HSBC internal control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators.• Actively contribute towards building a strong compliance and operational risk control structure within the team.• Facilitate trainings to newly hired and internal cross trainees.• Conduct weekly internal quality control reviews for team members and provide feedback Show less

  • Quality Assurance Manager - Trade Surveillance

    Oct 2024 - now

  • Assistant Manager - Trade Surveillance

    Oct 2021 - Oct 2024