Sumit Tandon

Experience

• 

  Genpact

  Jul 2011 - Jun 2017

  Current Role: (April 2013 – Till date)Working a team of AML/ KYC analyst’s performing backend KYC portfolio of a leading financial institution for AML, CIP, CDD and EDD compliance, per requirements of the KYC policies and procedures.Responsibilities:1.Responsible of training and mentoring new hires on process related applications such as Westlaw, Bridger, ISS, Siebel and Lexis Nexis2.Preparation of Daily dashboards and sharing the same with all stakeholders3.Responsible for Allocating alerts, preparing daily & monthly production report 4.Assigning risk rating to confirm PEP’s by validating customer’s information/details through Bridger, Siebel and Lexis Nexis5.Quality review on production and providing QC feedback & ratings to production Analyst’sGE Compliance Award 2013In recongnition of outstanding contribution to significate implementation goals that enhanced compliance in our businessViewPrevious Role (Oct 2012 – March 2013): Worked as a AML/KYC analysts remediating Aircraft portfolio of a leading financial institution for AML, CIP, CDD and EDD compliance, per requirements of the new corporate Aircraft AML procedures and global AML SOP’s for Corp Aircraft. Currently remediating approx. 739 customers spread across US, Canada & Mexico Markets.Duration: Mar 2011 – July 2012 Previous Role: Worked for one of the largest Credit Card companies for their EMEA, JAPA & LACC operations spread across 22 countries doing KYC/PEP screening.Previous Responsibilities1.Responsible of training and mentoring new hires on process related applications such as Bridger, world check & legacy systems3.Responsible for Allocating alerts, preparing daily & monthly production report and region wise alert closure report through Bridger4.Assigning risk rating to confirm PEP’s by validating credit card holder information/details through Bridger, World check, Legacy systems & Internet research6.Creation of confirm PEP referrals in PEP database for MCO review Show less

  • Business Analyst

    Oct 2015 - Jun 2017

  • Senior Risk Analyst

    Jul 2011 - Oct 2015
• 

  Home Credit India

  Jun 2017 - Oct 2017

  Assistant Manager
• 

  Thomson Reuters

  Oct 2017 - Nov 2018

  Assistant Manager
• 

  Paytm Money

  Feb 2019 - now

  • Manager

    Jul 2024 - now

  • Deputy Manager

    Sept 2021 - Jul 2024

  • Assistant Manager

    Feb 2019 - Sept 2021