Thamyris Chiodi Appel, CCEP, CPC-F

Experience

• 

  Ministério Público do Estado de São Paulo

  Sept 2012 - Apr 2013

  Legal Intern
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  Itaú Unibanco

  Sept 2013 - Apr 2014

  Legal Intern
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  Zanetti Sociedade de Advogados

  Aug 2014 - Feb 2015

  Legal Intern
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  Mendonça e Francez Advocacia Criminal

  Jan 2017 - Oct 2018

  Criminal Defense Attorney

  Criminal defense attorney focused on money laundering crimes, financial crimes, criminal investigations and practice of criminal litigation in State and Federal courts.

• 

  Andre Kehdi e Renato Vieira Advogados

  Oct 2018 - Apr 2020

  Criminal Defense Attorney

  Criminal defense attorney focused on money laundering crimes, financial crimes, criminal investigations and practice of criminal litigation in State and Federal courts.

• 

  César Caputo Sociedade de Advogados

  Dec 2020 - Aug 2021

  Associate Lawyer - Compliance & Investigations

  Lawyer in charge of coordinating the Compliance area of the law firm, acting mainly in the implementation and maintenance of other companies' Compliance programs, as well as in the elaboration and review of the clients' internal policies and procedures. The compliance area was also responsible for conducting internal investigations for clients.

• 

  IG4 Capital

  Aug 2021 - now

  Lawyer responsible for providing support to the Chief Compliance Officer in all aspects related to IG4 Capital's Integrity Program, as well as complying with the regulatory affairs required of private equity firms.Among others, the activities performed include the review of internal policies and procedures, observance of the Code of Ethics and the US Compliance and Regulatory Manual, maintenance of the whistleblower channel, maintenance of internal controls, internal training, as well as monitoring the Compliance Program of the Portfolio companies. The Compliance Department is also responsible for any issues related to national and/or international compliance rules.REGULATORY AUTHORITIES • Financial Conduct Authority – FCA• Securities and Exchange Commission -SEC• Comissão de Valores Mobiliários – CVM• Associação Brasileira das Entidades dos Mercados Financeiro e de Capitais - ANBIMA Show less

  • Compliance Manager | Data Protection Officer

    May 2024 - now

  • Compliance Associate - Compliance | Regulatory Affairs | Data Protection Officer

    Mar 2023 - now

  • Compliance Associate - Compliance | Regulatory Affairs

    Aug 2021 - Mar 2023