Wui Hong Lai, CAMS

Experience

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  Jafila Travel and Tours

  Jun 2009 - Sept 2009

  Internship Trainee

  - Key in customers data to keep record- Doing sales monthly sales report- Promoting travel packages

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  CIMB

  Dec 2009 - Jun 2010

  CIMB Clicks Recruiter

  RESPONSIBILITIES: * To ensure CIMB Bank customers to register for the CIMB Clicks online banking service. * Encourage CIMB bank customers to use CIMB Clicks for their banking transaction. EXPERIENCES GAINED: * Improved communication and interpersonal skill * Get to know about banking operation

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  HSBC Electronic Data Processing (M) Sdn Bhd

  Sept 2010 - Jul 2013

  Global Support Executive - KYC Analyst

  Assisting Business Partner in Hong Kong (HSBC Hong Kong) in performing KYC on new and existing clients (based in Hong Kong, China, Thailand, Philippine, BVI, Singapore, etc) in accordance with the requirement laid down by HKMA (Hong Kong Monetary Authority), the Hong Kong banking regulator

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  Citigroup Transaction Services (M) Sdn Bhd

  Jul 2013 - Aug 2015

  KYC Analyst

  Responsibilities:1. Perform periodic KYC (Know Your Customer) review on new and existing high risk clients (Bank, Embassy, and Money Service Business) maintaining relationship with Citibank which domicile in Hong Kong, China, Vietnam and Thailand according to each country specific requirements2. The Major KYC review aspects include client identification & profile, directorship, ownership, name screening, AML structure (Bank client) and product usage profile.3. Dealing with different parties to complete a KYC review, which include Relationship Manager (RM), Enhance Due Diligence (EDD) Team, Quality Assurance (QA) Team, Regional Compliance, Country Compliance, and Country CEO. Show less

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  Citibank Taiwan Limited

  Sept 2015 - now

  1. Point of contact (POC) to deal with regional team on various CAPs/ remediation/ meetings /projects2. Acting department head3. Work with Country AML to review the Local KYC Process Guideline on annual basis4. Work with Country and Regional AML to review the KYC Business Requirement Document (BRD)/ Functional Requirement Document (FRD)/ Country Variance5. Work with Country AML to handle local regulator audit (FSC and FEB), which include provide deliverable and provide explanation on concerns raised6. Liaise with Country AML to identify new local requirements or changes in local requirements.7. UAT Tester for most of the system, e.g. new version release of KYC system, Document Master Control (DMC), Two-Day Onboarding (2DO), etc.8. Liaise with POC from different countries KYC team to understand/clarify on any gap observed9. Lead the weekly meeting with Business to discuss on pending KYC cases10. Primary person to work on KYC system reporting to extract KYC data for various purposes Show less Taken up the roles for both KYC Analyst and Senior KYC AnalystKYC Analyst:1. Perform KYC (Know Your Customer) review on new and existing clients which comprise of Corporate and Financial Institutions maintaining relationship with Citibank Taiwan Limited.2. The Major KYC review aspects include client identification & profile, directorship, ownership, name screening, AML structure (Bank client) and product usage profile.3. Dealing with different parties to complete a KYC review, which include Relationship Manager (RM), Enhance Due Diligence (EDD) Team, Quality Assurance (QA) Team, Regional Compliance, Country Compliance, and Country CEO.Senior KYC Analyst:1. Develop strong working relationships with the RMs.2. Organize monthly briefing session with RMs for KYC updates.3. Understand compliance defined standards for applicable client types and any country specific requirements.4. Perform comprehensive review of KYC as per defined policies, requirements and process steps.5. Liaise with local compliance to identify new local requirements or changes in local requirements.6. Maintain visibility of KYC through end-to-end process. Show less

  • Assistant Vice President, AML Compliance

    Jan 2023 - now

  • Manager, AML Compliance

    Jan 2021 - Jan 2023

  • KYC Due Diligence Manager (Team Lead)

    Jan 2018 - Jan 2021

  • Senior KYC Analyst

    Sept 2015 - Jan 2018