Ivo Borisov

Experience

• 

  Aon

  Jun 2010 - Dec 2010

  International Coordinator & Account Manager (Corporate Clients)

  • Role profile of “Account Executive”• Responsible for six smaller industrial clients• Providing support in overseeing accounts of larger industrial clients; preparing and taking part in annual meetings• Correspondence with insurers and conveyance of risk information• Daily correspondence with the worldwide Aon network as part of coordination of international insurance programs• Creating, editing and maintaining databases with insurance-related and cross-divisional information• Creating insurance overviews and summaries Show less

• 

  BNY Mellon

  Apr 2011 - Oct 2015

  Internal Audit: Operations, Processes, Governance, Risk, Compliance, AIFMD, MaRisk, Money Laundering, Outsourcing / SLA Management, Conflict Of Interests etc. Managing the creation, reconciliation, consolidation and delivery of high-accuracy reports to clients within tight deadlines. Optimizing processes and support to the tax reclaim and documentation team.

  • Internal Audit

    Nov 2013 - Oct 2015

  • Global Custody Operations

    Apr 2011 - Nov 2013
• 

  BNP Paribas

  Oct 2015 - Apr 2019

  Head of Custody Tax Services

  Management of the 16-member operational & Client Service Custody Tax team:• Manage, motivate and develop the team, fostering a positive working atmosphere• Restructure the business and operational model to improve service quality and the control environment• Ensure appropriate means of risk management and compliance with policies and regulations• Analyze and implement regulatory changes• Manage the custody tax service for client’s direct and fund investments• Manage relationships with internal and external business partners• Continuously improve operational processes and IT-systems• Remediate internal audit findings and improve overall audit rating• Manage cooperation between various international divisions to ensure global product alignment• Identify, monitor and report on key risks• Process and procedures management for location-overarching processes• Implement and maintain interdepartmental governance with European branches Show less

• 

  State Street

  Apr 2019 - now

  • Bank-wide Operational Risk Policy & Standard• Legal entity governance• Operational Risk identification, measurement & assessment• Risk Control Self-Assessment (RCSA)• Operational Incident Capture and Analysis• Targeted Risk Assessments, Post-mortems & Risk Acceptance• Operational Key Risk Indicators• Business Continuity & Opertional resilience• Reporting to Operational Risk Committee, Executive Management, Supervisory Board• Risk analysis of the Bank Remuneration design• Risk reporting in Siwss branch Committees• Member of the Swiss Business Risk Committee, Management Committee, New Business Committee• RFP, prospect client meetings• Implementation of new regulations (e.g. FINMA Circulars)• Outsourcing - Risk assessment and oversight on delegated activities• Internal & external Audit point of contact Show less • Risk-type overarching projects, processes & governance• Maintenance of the Bank's Risk Appetite Frameowork & Risk Strategy• Risk Appetite Statements & metrics maintenance • Assessment & reporting of the Risk Appetite of the Bank• Moderate the monthly Risk Management Committee of the Bank• Monthly reporting to executive management (MIS)• Annual Bank-wide Risk Identification process (Material Risk Identification)• Reporting to the Risk Committee, the Executive Management and the Supervisory Board Committees• Climate-related and Environmental Risk implementation project (Risk Governance workstream lead)• Data Governance (BCBS239)• Regulatory change, e.g. MaRisk, ECB, EBA, BCBS• Quantification models and user-developed tools invenory• SLA negotiation, Maintainance and oversight on delegated activities• BCP lead for the Risk department• Internal and external audit Point of Contact• Annual disclosure and other external reports• Legal Entity governance projects Show less

  • Vice President Operational Risk Management & head of Risk Management Switzerland

    Jul 2022 - now

  • Head of Risk Governance

    Apr 2019 - Jun 2022