AFNA K A

Experience

• 

  ICICI Bank

  Jul 2021 - now

  Deputy Manager

  As a Deputy Manager at ICICI I Lead a team of 5 members and accountable for the below -1) KYC/AML -•Perform KYC review for Individual Client types across varied risk classes, including monitoring and tracking records, assisting with the development of action plan for expiring records•Information such as customer’s address, employment records, connectivity to PEP/SPF (Sanctions Screening)•Highlighting any suspicious product usage from AML perspective to senior management•Review new customer accounts and verify their identities based on regulatory guidelines•Study market trends and evaluate customer behavior/ profile to ascertain engagement level•Hands on knowledge of customer risk categorization frameworks and procedures•KYC Testing - Perform qualitative reviews of client files to test execution quality of various customer on-boarding processes•Document the review/investigation findings and prepare case files and report to senior management•Conduct end-to-end KYC due diligence for global clients, including individuals and corporations•Ensure compliance with regulatory requirements, such as Anti-Money Laundering (AML) laws and Know Your Customer (KYC) guidelines.•Understanding and implementation of KYC standards, guidelines, policies and procedures2) Portfolio and Stakeholder Mgmt -• Handles all bank branch operations•Effective Mgmt. of customer portfolio and stakeholder Mgmt•Advising HNI and corporates including NRI clients•Training and mentoring of team members on compliance processes adherence and escalated issues•Reporting on the overall branch financial performance monthly• Management of forex related processes and procedures. Show less