Rahul Surya

Experience

• 

  HSBC

  Aug 2008 - Jan 2010

  Customer Service Executive UK Telebanking
• 

  HSBC

  Mar 2011 - May 2021

  • To review corporate clients, financial institutions, Nonbanking Financial Institutions, Trusts, Funds, Special Purpose Vehicles, Government and State owned bodies, Supranational, Regulated and Listed entities.• Perform enhanced due diligence on PEP (Politically Exposed Person), clients from High Risk countries, Client’s relation with Sanctioned countries, risk sectors and other higher risk categories.• Perform periodic review of clients to monitor their adherence to Anti-Money Laundering (AML) policies and Counter Terrorist Financing (CTF)• Understand priorities and organize appropriately in order to complete KYC in line with the needs of the Business.• Maintain a comprehensive knowledge of all subscription data sources used by the KYC Review Program, including, but not limited to, Banker’s Almanac, Zawya, Bloomberg, Lexis Nexis products, World Check, PCR and RDC.• Prepare MIS Reports, Resource utilization, Weekly & Monthly presentations to the onshore counterparts.• Provide Training to new joiners and supervise.• Preparing Agenda & Meeting Minutes for Compliance Review. Show less

  • Manager Operations

    Apr 2017 - May 2021

  • Assistant Manager Operations

    Oct 2015 - Apr 2017

  • KYC Analyst

    Mar 2013 - Oct 2015

  • Account Opening Officer

    Mar 2011 - Mar 2013
• 

  Deutsche Bank

  Jun 2021 - now

  Assistant Vice President