Congxue (Adelyn) Li

Experience

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  KPMG China

  Jan 2016 - Feb 2016

  Intern in Financial Audit Department

  • Checked the balance changes based on analytical review procedure, discovered a significant error in the fixed asset account of Munich Re caused by their negligence, and made adjustment in client’s financial statement after reporting to team leader.• Drafted over 35 bank confirmation requests to validate accounts information, and prepared working papers for 11 accounts, including monetary funds, fixed assets and trading financial assets, based on over 1,000 accounting records.

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  Northeast Securities Co., Ltd.

  Sept 2016 - Nov 2016

  Intern in Computer and Internet Team of Research Institute

  • Implemented industry research on Internet + Chronic Disease Control Industry, evaluated trends with fundamental analysis, predicted high-growth stage, and recommended strategic cooperation with medical institutions to increase access to customers.• Engaged in IPO research report on Emperor Technology, captured key financial data via Wind and Bloomberg, analyzed financial position, revenue model, business structure and management team, and provided a positive investment advice.• Researched on the Fintech industry’s Knipe application, analyzed its core competitive advantage and current financing situation, conducted horizontal comparison among competitors, and prepared prospective research report for investors reference. Show less

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  PwC

  Sept 2016 - Oct 2016

  Intern in Risk Assurance

  • Processed invoice and tax records with VBA to perform SIA abnormal condition test, collaborated with sales managers to collect and check required evidence for vehicles on ST checklists, and got results for further evaluating clients’ performance.• Identified an error in one client’s sales records based on tests above and the other nine clients passed, timely reported the error to team leader, and avoided a loss valued at $9,000 for clients.

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  Société Générale

  Nov 2016 - Feb 2017

  Intern in Operational Risk Management Department

  • Performed monthly collections of key risk indicators (e.g. staff turnover), visualized 24-month trends via Tableau, and presented in annual review sessions, which helped management in assessing the risk of different business divisions and making adjustments.• Supervised daily control and quarterly cleanup of key transactional processes, including permanent supervision system and loss collection, and collaborated with nine main functional departments, for executing risk and control self-assessment (RCSA).• Consolidated outsourced/off-shored products (e.g. document filing service) with risk ratings and action plans to build a database, improving ORM’s work efficiency by 20%, and presented to Local Outsourcing Committee in annual sessions.• Collated contact information of specific department managers to build the layered hierarchical communication model (“Call Tree”) in disaster recovery plans for business continuity management. Show less

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  China Securities Co., Ltd.

  Jul 2018 - Nov 2018

  Research Assistant Intern