Guilherme Wu Ferraz

Experience

• 

  KPMG

  Sept 2011 - Nov 2022

  Experience several in engagements related to Contract Compliance Services (CCS) in KPMG Brazil for various industry sectors. Over the time working at KPMG, Guilherme has led and performed numerous Distributor Compliance, Ad Agency Compliance, Channel, Supplier, Third-part Administrator Compliance and Royalty Compliance reviews and assisted to identify several underreporting and contractual noncompliance situations.Executed several Sarbanes-Oxley internal controls advisory engagements that included testing, reassessment, and implementation. Guilherme’s experiences include the implementation and maintenance of SOX 404 compliance, including the assistance in structuring and development of Management Review Controls (MRCs) and Information Produced by the Entity (IPEs), as highlighted by the PCAOB’s Staff Audit Practice Alert Nº11.Vast experience in working on interoffice projects with foreign offices including USA, United Kingdom, Sweden, Spain, Netherlands, Mexico, Argentina, Uruguay, Chile, and Colombia.Guilherme has a multidisciplinary background and, over the time working at KPMG was involved in engagements related to FCPA Due Diligence, performed services as technical assistant in arbitration proceedings, and well as assisted in fraud investigations. Show less

  • Senior Manager

    Oct 2018 - Nov 2022

  • Manager

    Oct 2015 - Sept 2018

  • Supervising Consultant

    Oct 2014 - Sept 2015

  • Senior Consultant

    Oct 2013 - Sept 2014

  • Junior Consultant

    Oct 2012 - Sept 2013

  • Trainee

    Sept 2011 - Sept 2012
• 

  Atlas

  Nov 2022 - now

  Risk & Compliance Manager - Latam

  Currently at Atlas, Guilherme's role revolves around bridging communication across departments to facilitate the implementation of ISO/IEC 27001 standards. His responsibilities include ensuring alignment and fostering collaboration between teams to strengthen information security management throughout the organization.Guilherme actively participates in preparing Know Your Customer (KYC) reports, focusing on stringent adherence to regulatory requirements and internal standards. His involvement is crucial for maintaining compliance and ensuring the integrity of client relationships at Atlas. Additionally, he leads the third-party risk assessment (TPRA) process, overseeing comprehensive evaluations of external vendors and partners to effectively mitigate potential risks.In his capacity as the system administrator for Onspring, a Governance, Risk, and Compliance (GRC) tool, Guilherme is accountable for its configuration, maintenance, and user support. This encompasses tasks such as customizing workflows, integrating data sources, and optimizing the platform to bolster Atlas' risk management and compliance strategies. Show less