Manoj S, CAMS

Experience

• 

  Standard Chartered Bank

  May 2014 - Dec 2017

  Senior Analyst - Financial Crime Surveillance Unit

  PEP (Politically Exposed Person) transactions review and documented Department Operating Instruction (DOI).IX (Information Exchange) Review.KYC/KYCC transactions monitoring.Daily Snapshot / Trend Analysis.Conducted enhanced due diligence research of individuals, institutions and trusts through LexisNexis and other internet tools.Performed detailed analyses to detect patterns, trends and anomalies in transaction and relationships across multiple business/products.Involved in UAT testing & Training on FCC Explorer, FCC WLE (FCC Watchlist Explorer) and ECM (Enterprise Case Management) applications.Lead in implementing Arachnys - a PDSU (Public Domain Search Utility) application.SME (Subject Matter Expert) in training on Anti-MoneyLaundering procedures and systems to new employees.Part of the elite team in training the team members onAssess, Analyze and Act(AAA) process.Interviewed by the Monitors Navigant twice for PEP andAAA.Supported the team in completing the Case LoadManagement. Show less

• 

  Equitas Small Finance Bank

  Dec 2017 - Dec 2020

  Deputy Manager - Compliance

  Identifying the new trends on AML pattern across the regions.Implementation of new methodology in the transaction analysis into Simple & Complex to make the review more efficient.Reviewed Suspicious Activity Reports (SAR) / Suspicious Transaction Reports (STR) on a daily basis while ensuring compliance with federal regulations.Maintain a strong investigative skills, the ability to work independently, demonstrated extensive banking and Compliance knowledge.Identified multiple significant cases, red flags and patterns associated with the laundering of illicit funds.Performed Enhanced Due Diligence on customers deemed high risk.Maintain a strong investigative skills; the ability to work independently, demonstrated banking and Compliance knowledge.Investigated, monitored and managed accounts for suspicious activities on a daily basis.Identified multiple significant cases, red flags and patterns associated with the laundering of illicit funds.Provided training on Anti-Money Laundering procedures and systems for new employees. Show less