Anuoluwapo Okesade (ACCA, CAMS, MNIM)

Experience

• 

  Zenith Bank Plc

  Mar 2008 - Mar 2019

  I supervised the customer service unit of a zonal branch of the bank; channelling the bank's products to meet clients' business needs. Skilled in Business Relationship Management, Customer Service, Banking, Customer Relationship Management (CRM), and Business Analysis. Strong business development professional with a MNIM focused in Management from NIGERIAN INSTITUTE OF MANAGEMENT.

  • Head, Customer Service Unit

    Nov 2013 - Mar 2019

  • KYC/Customer Due Diligence Officer

    Mar 2008 - Oct 2013
• 

  FCMB Group

  Apr 2019 - Feb 2022

  Banking Regulations & Compliance

  Financial Crimes Surveillance Officer• KYC / EDD Reviews• Transaction Monitoring• Suspicious Transaction Reporting• Suspicious Activity Reporting• Sanctions Screening• Review of AML/CFT/CPF Solutions / Monitoring Tools• Post-account Review Advisory (to Branch Tellers, CSOs, Relationship Managers, etc)• AML/CFT/CPF Training

• 

  FCMB Capital Markets Limited

  Feb 2022 - now

  Chief Compliance Officer (CCO)

  Compliance Oversight:• Develop, implement, and maintain compliance policies, procedures, and controls for my organization • Monitor and assess regulatory developments and adapt the compliance program accordingly. • Ensure that the organization complies with all relevant reporting obligations. AML/CFT/CPF Management:• Design and implement an effective AML and CTF program for my organization • Conduct risk assessments and due diligence on customers and transactions to identify and mitigate potential risks. • Investigate and report suspicious activities to relevant authorities as required by law. Regulatory Liaison:• Serve as the primary point of contact for regulatory agencies, maintaining a strong and cooperative relationship. • Prepare and submit regulatory reports accurately and on time. • Respond to inquiries and requests from regulators promptly and professionally. Training and Education:• Develop and deliver compliance training programs for employees to ensure a high level of awareness and understanding of compliance requirements. • Keep the team informed about changes in regulations and best practices in the Capital Markets industry. Risk Management:• Continuously assess and mitigate compliance and operational risks associated with Capital market activities. • Develop and maintain a risk-based approach to Capital Market Operators' compliance. Reporting and Documentation:• Maintain comprehensive records of all compliance activities, reports, and risk assessments. • Prepare regular reports on compliance status for senior management and the board of directors.Screening• Ensure that prospective and existing clients are screened against the global Watchlist for Sanctions, Enforcements, Adverse Media Report as well as PEP designation / status. Show less