Li Shan Chee, CAMs

Experience

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  APS Swim School

  Aug 2010 - Feb 2013

  Deck Coordinator

  • In-charge of student attendance and • Handles administrative procedures like registration • Answers parent’s enquires and complaints • Responsible for answering phone enquires and walk-in customers

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  Wee Hur Construction Pte Ltd

  Sept 2011 - Jan 2012

  Public Relations Officer

  • Capably responding to resident enquires • Procuring material and equipment for precincts as assigned • Liaising with the HDB and Town Council • Providing administrative support such as reports, filing and photocopying

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  Standard Chartered Bank

  Feb 2012 - May 2016

  • Oversight of end-to-end Country Addendum approval process across Americas for Financial Markets (including Islamic products), Transaction Banking and Lending.• Detailed tracking of all new, renewal and revised CAs through the end to end CA process and reporting of the same to Product Governance Committees and other interested stakeholders.• Key liaision with CA stakeholders including COO Office, Business Heads and support functions on broad range of cross border risk issues.• Support the Americas Regional Risk Forums..• Communicate Group level product changes at the country level.• Provide compliance related advice and guidance to business on process improvement projects.• Identify and investigate unusual activities that may be indicative of potential risk, and where appropriate assist in the remediation of the same. Show less • Oversight of end-to-end Country Addendum approval process across MENAP and Africa for Financial Markets (including Islamic products), Transaction Banking, Lending and Wealth Management Product & Sales.• Detailed tracking of all new, renewal and revised CAs through the end to end CA process and reporting of the same to Product Governance Committees and other interested stakeholders.• Liaise extensively with CA stakeholders including COO Office, Business Heads and support functions on broad range of cross border risk issues.• Support the Africa and MENAP Regional Risk Forums.• Assist in the delivery of onshore/ offshore training to front office and support function staff across MENAP and Africa.• Communicate Group level product changes at the country level.• Provide compliance related advice and guidance to business on process improvement projects.• Identify and investigate unusual activities that may be indicative of potential risk, and where appropriate assist in the remediation of the same. Show less • Tracked the status of work-in-progress product approvals for Wholesale Bank business.• Weekly updating of progress reports for WB business functions which involves daily reviews and engagement with colleagues around the globe. • Monitor progress of product approvals and identified those that are stagnated and engage colleagues to address blockages and other issues.• Prepare reports that are needed for monthly control meetings (11 different committees with several reports for each).• Maintain global matrix of product approvals.• Coordinated the maintenance of team’s web-bases database and information system Show less

  • Cross Border Legal and Compliance Advisor, Americas

    May 2015 - May 2016

  • Cross Border Legal and Compliance Advisor, MENAP and Africa

    May 2013 - Apr 2015

  • Cross Border Legal and Compliance Officer, Asia

    Oct 2012 - May 2013

  • Cross Border Compliance Office

    Feb 2012 - Oct 2012
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  Standard Chartered Bank

  Dec 2016 - May 2019

  Associate Director , Transaction Banking Compliance

  • Assist Global Compliance Heads in identification, analysis and tracking of compliance and regulatory issues, breaches and developments obtained from Group Compliance Reporting team and various sources which impact TB business globally.• Key liaison with TB Regional, Country Compliance and Group Compliance Reporting team to ensure availability of relevant, accurate and timely escalation of incidents, issues, breaches and regulatory developments• Coordinate and manage the completion of the Compliance Risk Assessments for TB business with TB Global Compliance including analysis of the Compliance Risk Assessments results to facilitate TB Global Compliance Head review and sign off.• Coordinate and support the applicability of the operational risk framework for potential failures on risks owned by Compliance.• Assist in the monitoring and ensuring new / changes to compliance owned policies and procedures are embedded within the TB business with the assistance of designated TB Global, Regional and Country Compliance Officers. Show less

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  Deutsche Bank

  Jun 2019 - Nov 2022

  • Day to day Business advisory for Corporate Bank business for Singapore and APAC coverage• Tracking and resolving Compliance-related issues to ensure full compliance with Bank policies and procedures, and relevant legal/regulatory frameworks• Coordinate and provide Compliance support in relation to Global and Regional (APAC) initiatives and projects• Coordinate and conduct Compliance training

  • Vice President

    Apr 2022 - Nov 2022

  • Assistant Vice President, Corporate Bank Compliance

    Jun 2019 - Apr 2022
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  ZIVA YOGA LTD

  Jan 2022 - now

  Yoga Instructor
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  HSBC

  Nov 2022 - now

  Senior Vice President

  • Key compliance SME to Commercial Banking business in Singapore. Areas include Coverage, Cash Management and Trade Finance.• Primary point-of-contact for Commercial Banking with MAS and industry bodies in Singapore, on regulatory compliance matters.• Maintain oversight in regulatory developments including interpretation, assessment and implementation of local regulations (Notices such as Business Conduct Requirements for Corporate Finance Advisors, Competency Requirements for Representatives Notice)• Collaborate and lead in cross-business initiatives across bank entities• Key liaison with senior management, business and risk stewards to provide advisory, guidance and training on all regulatory and group policies compliance related matters. Show less