Stefan Carouge

Experience

• 

  Mizuho Securities USA Inc.

  Jun 2011 - Aug 2011

  Equity Research Intern

  • Researched and analyzed companies in the Medical Device industry• Designed and structured company revenue models for use in industry analysis• Participated in morning sales meetings assisting analysts in research notes and flashes

• 

  Vanguard

  Jun 2012 - Mar 2013

  • Execute mutual fund, ETF and stock trades for high net worth clients • Lay framework and investment guidance for client’s stated objectives and goals• Maintain relationship between client and investment manager to facilitate portfolio growth • Assist retail clients obtain diverse investment goals through fund discussions• Provide guidance to retail clients in selecting mutual funds and ETFs• Maintain dedicated account services for over 5.2 million clients and $2 trillion in assets• Build client relations through flexible, detail oriented practices

  • Brokerage Associate

    Jan 2013 - Mar 2013

  • Client Relations Associate

    Jun 2012 - Jan 2013
• 

  Morgan Stanley

  Apr 2013 - now

  • Vice President

    Jan 2023 - now

  • Assistant Vice President

    Jan 2019 - Feb 2023

  • PWM Business Development Associate

    Aug 2017 - Jan 2019

  • Sales Associate

    Apr 2013 - Aug 2017