Experience

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  Santander private banking

  Dec 2011 - Jan 2013

  Departamento legal & compliance

  Supervisión cumplimiento normativa europea MiFid. Contacto con reguladores, análisis y detección de operaciones sospechosas, control riesgo reputacional, todo ello detectando y gestionando los riesgos de incumplimiento de las obligaciones regulatorias internas y externas, a través de políticas y procedimientos adecuados. Elaboración de informes para Comisión Directiva del Banco, elaboración de contratos para la contratación de instrumentos financieros...Tasks:- Supervision of Compliance with the European MiFID, (Markets in Financial Instruments Directive)- Management of reputational risk - Contact with the main regulators (CNMV and Central Bank of Spain)- Detection of suspicious operations - Support to business areas of the bank- Contract drafting of Financial Instruments- Reporting to the Directive Commission of the Bank Show less

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  Banco itaú chile

  May 2014 - May 2015

  Compliance & anti-money laundering analyst

  Tasks:- Implementation of the Internal Policies and Procedures in the Bank.- Provide training curses about different matters related to AML and Internal Policies.- Supervision of compliance with the Know Your Customer (KYC) Policies in order to verify the identity of the clients including the Enhanced due diligence (EDD).- Monitoring of customer's transactions against their expected behavior and recorded profile as well as that of the customer's peers.- Provide support to the different areas of the Bank.- Local regulatory requirements/ Banking regulation. Show less

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  Deutsche bank

  May 2015 - Jul 2017

  Operations analyst aml/kyc

  Job description within the Client On Boarding Team (TASKS):- Ensure KYC for new client relationships and reviews of existing client relationships are performed and escalated to AML in accordance with the Escalation Process.- Develop and maintain local KYC policies where required, based on the KYC Policies and further local regulatory requirements;- Perform the Client Risk Classification;- Identification & Verification of the client, UBOs (Ultimate Beneficial Owners), Legal Representatives and Authorised Signatures;- Obtaining additional KYC information about the client including the nature and purpose of the client’s relationship with the Bank and an understanding of the client’s Industry, Business, Source of Wealth and Source of Funds.- Implement local Key Operating Procedures in line with theGlobal and Divisional KYC policy (as updated from time to time);- Assist the Business in gathering, processing, and reviewing the appropriate client information/documentation.- Assist the Business in performing searches and client screening; Show less

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  Banco santander

  Nov 2017 - May 2018

  Kyc aml compliance analyst
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  China construction bank (europe) s.a. barcelona branch

  May 2018 - now

  • Legal and Compliance Officer

    Jun 2019 - now

  • Legal & Compliance Analyst

    May 2018 - Jun 2019