Experience

• 

  Hsbc

  Mar 2006 - Jun 2006

  Management trainee
• 

  Iifl (india infoline group)

  Mar 2007 - Jun 2007

  Relationship manager
• 

  Northern trust

  Jun 2007 - Aug 2020

  - Managing Equity, Fixed Income & Fund pricing operations . - Client Delivery Management & global Valuations.- Vendor management for Bloomberg , Reuters , ICE , Markit etc - Expertise in Data Management. - Operational Risk Management. Day to day supervision of responsibilities. Including organizing the work of my direct reports, assigning tasks, setting short term priorities, long term expectations, training & closely monitoring all daily activities. Extensive knowledge of financial markets, along with expertise on a broad range Fixed Income and equity productsKey subject matter expert and mentor to my staff on all pricing related queries.Responsible for the on-boarding of new clients by working closely with Client Service & Relationship ManagersRepresented pricing in Due Diligence meetings with existing and potential clients.Performed pricing validations for Northern Mutual & Hedge fund businessChallenged Price vendors on behalf of client for pricing discrepancies within their portfoliosPerformed in-depth analytical work on Fixed income and Equity price exceptionsEnsured daily SLAs are met for our Fund Accounting teams. Ensured up to date records are kept on all of Pricings Standard Operating ProceduresWorked on the testing & implementation of new initiatives, processes & practices within the pricing team.Maintained a close working relationship with counterparts across all global locations that support our daily security valuations.Compiled stale price reports on a weekly and monthly basis for internal groups and External clients. Maintain daily records of all manual pricing feeds and bespoke pricing processes to ensure compliance with audit requests. Optimized processes to increase productivity and mitigate risk.Acted as liaison with our pricing data vendors Show less I have been instrumental in streamlining the IOO EMEA Post Recs, which consist of very sensitive clients such as Insight, Hermes, Hasanna, AXA etc. I encourage my partners to take pro-active approach in handling exceptions/queries to reduce the aged items. Have identified pain points and implemented internal controls and deadlines on corporate action events and other sub tasks in EMEA process which ensured the quality of process at its best. I took initiatives to be a part of EUC implementation process and reviewed all the macros across division so that all the macro used in the division is at par with EUC standard I have been providing technical support for I-Support (Internal application used for monitoring exceptions) were there is no support from IT. I also, created back-up and build a strong internal technical team to provide support for this application in my absence. Show less Operation management:- Assisting auditors during our regular audits – SAS70, SOC audit, SAES Audit, KPMG-Client’s Audit and Federal audit. EUC Audit- Develops periodic goals, organizes the work, sets short-term priorities, monitors all activities, and ensures timely and accurate completion of work.- People management which includes career planning for key staff, assessment and regular feedback.- Conduct team meetings on regular basis, communicate & share relevant information- Develops policies for effective handling of new situations. Ensures compliance with applicable security rules and regulations.- Work closely with operations managers to establish standards of performance that are required to meet business objectives and client expectations. - Evaluates actual performance against expectations to identify areas for continuous improvement.- Ensures that adequate training/cross training is provided for team members.People Management:- Develop periodic goals, organize work related to short-term priorities, monitor every activity and ensure timely and accurate completion of work- Assisting my team members with regular feedback focused towards their career- Career progression discussion with the team members as part of their individual growth strategy- Ensure compliance with applicable security rules and regulations from the team- Work closely with operation heads to establish standards of performance that are required to meet business objectives and client expectations- Keep up the team spirit and their morale high at all times- Ensure adequate training/cross training is provided for team members for equip them in handling new and different challenges Show less

  • Team Lead

    Mar 2018 - Aug 2020

  • Team Lead

    Jun 2014 - Mar 2018

  • Team Lead

    Jun 2011 - Jun 2014

  • Senior Analyst

    Jun 2009 - Jun 2011

  • Analyst

    Jun 2007 - Jun 2009