Diarmuid Purcell

Experience

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  Data Protection Commission

  Jul 2010 - Aug 2010

  Intern

  •Reviewed draft legislation to identify and summarise data protection (DP) issues.•Dealt with queries from members of the public in relation to their DP rights.•Dealt with compliance queries from data controllers/processors.•Anonymised case studies.•Conducted research and prepared a guidance note on DP obligations of clubs.•Prepared a memo on the DP implications of shared databases in the insurance sector.•Prepared a memo on limitations on the right of access under the DP Act.•Compiled case files for briefing counsel in preparation for prosecutions. •Experienced a unique insight into the interpretation and enforcement of the DP Acts. Show less

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  Mason Hayes & Curran LLP

  Aug 2010 - Sept 2010

  Intern

  •Worked in both the Conveyancing and Private Client Departments.•Investigated powers and duties of certain public bodies when selling land, e.g. the Vocational Education Authority.•Prepared reports on impact on Irish law of recent legislation, e.g. status of Easements in in light of the Land and Conveyancing Law Reform Act 2009 (LCLRA), priority of unregistered charges in light of the LCLRA and the potential impact of the enactment of the Planning and Development Bill 2009.•Answered title queries and prepared draft statutory declarations, e.g. Architects Declaration of Identity, as part of multi million euro land transaction.•Researched the powers of court in relation to land and planning law, e.g. power of court to grant an order in respect of unauthorised developments under s.161 of the Planning and Development Act 2000.•Settled tax affairs on behalf of a deceased client; filed a tax return and made enquiries as to tax refund entitlements. Show less

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  PTSB

  Jul 2013 - Sept 2015

  Mortgage Operations

  •Responsible for ensuring that all necessary steps are taken so that the bank’s security is perfected in respect of residential and commercial loans.•Contacting solicitors via phone calls, posted letters, emails etc. to discuss outstanding undertakings and persuading them to comply with same.•Agreeing a timeframe and target with the solicitor for scheduling title documents whilst bearing in mind the bank’s targets.•Dealing with written and phone queries from solicitors and advising them on how to resolve outstanding issues, e.g., cert of compliance issues, family home declaration issues, cross-charge issues, etc.•Maintaining an up to date record of all contact with solicitors across all bank systems including; setting review dates and keeping track of performance versus agreed targets, as well updating the banks records to reflect the latest information.•Responsible for reviewing legal documents and deciding whether to approve query same prior to cheque issue and also prior to discharge of undertakings. Show less

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  HedgeServ

  Sept 2015 - May 2018

  Investor Services Supervisor

  Reviewing Investor transaction instructions to ensure all requisite information is provided. Follow up with investor for further clarification where required.Liaising with investors to obtain fully executed transaction instructions.Following up with investors to ensure subscription proceeds are provided in timely manner.Ensure appropriate AML/KYC documentation is provided by investors.Reconciling the subscription/redemption bank account.Preparation of wire transfers to Prime Brokers, Investors and for payment of fees.Investor Reporting – preparing investor reports, including but not limited to Investor Statements and Contract Notes for distribution to investorsClient Reporting – preparing client reports, including but not limited to, Capital Activity Report, ERISA Report, Authorised Share Capital Reports for distribution to clients.General Investor Services – fielding general requests from investors including, but not limited to, requests for investors statements, enquiries on previous transaction activities, performance requests whilst at all times ensuring that all communication is with authorized persons.Distribution of Fund Performance in line with client requirements.Preparation of investor audit requests. Show less

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  BNP Paribas - Securities Services

  May 2018 - Apr 2019

  Senior AML Analyst

  • Accurately conducting AML Investor account reviews, AML application, financial sanction screenings, independent research, ensure data entered to the core TA systems, supporting spreadsheets, checklists and ancillary systems.• Plan work schedules evenly across the team, including audit requirements and key project targets are met.• Monitor performance of staff in particular where you undertake checking tasks providing timely and constructive feedback to staff where errors are identified.• Motivate and assist in leading the entire team to achieving goals set – through fostering a positive “can-do” attitude where change is being introduced or challenging projects / ad-hoc tasks allocated. • Promoting an environment of good communication with effective two-way feedback of information and ideas in particular at team meetings (in a positive and constructive manner).• Being Risk and Compliance aware, ensuring familiarity with industry best practices around support of anti-money laundering and regulatory reporting processes• Foster and support a culture of best practice and ‘white glove’ service to clients within the Investor Services area of the business.• Ensure that Investor Services deliverables set out in Service Level Agreements between BNPP Ireland Ltd and the hedge fund clients are achieved.• Helping to foster and cultivate a change culture where we strive to provide the highest quality service. Show less

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  Brown Brothers Harriman

  Apr 2019 - now

  • AML Product Assistant Manager

    Aug 2023 - now

  • Investor Ongoing Monitoring Team Leader

    Nov 2021 - Aug 2023

  • Investor Onboarding Supervisor

    Apr 2019 - Jan 2022