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CS Lijo Varghese

CS Lijo Varghese

Intern with ROC, Mumbai

Followers of CS Lijo Varghese2000 followers
location of CS Lijo VargheseMumbai, Maharashtra, India

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  • Timeline

  • About me

    Compliance Officer & Seasoned Compliance Professional - PMS | AIF | RIA | Mutual Fund | GIFT | Offshore Investments at Abakkus Asset Manager Private Limited

  • Education

    • St. Augustine High School

      -
      SSC

    • GJ Advani Law College

      2011 - 2014
      Bachelor of Law Banking, Corporate, IPR and Securities Law

      Activities and Societies: Active participant of Vidhi Kiran Law Festival

    • Thakur College of Science & Commerce

      2008 - 2011
      Bachelor of Commerce (BCom) Accounting and Business/Management

    • Sydenham College of Commerce and Economics

      2006 - 2008
      HSC

    • Institute Of Company Secretaries Of India

      2010 - 2015
      Company Secretary Corporate Laws and Compliance

  • Experience

    • Registrar of Companies

      Mar 2014 - May 2014
      Intern with ROC, Mumbai

    • Mayekar & Associates

      Jul 2014 - Oct 2015
      Trainee Company Secretary

      Worked as Trainee under practising CS Firm

    • Prabhat Telecoms (India) Limited

      Feb 2016 - Jan 2019
      Company Secretary & Manager (Legal)

      Company Secretary and Compliance Officer of Prabhat Telecoms, a BSE Listed Company and in-charge of overall Legal affairs.

    • Bharat Finlease Limited

      Feb 2019 - Mar 2020
      Legal and Compliance Manager

      Bharat Finlease is a Non-deposit taking NBFC and my KRA includes handling day to day Operational and Legal processes along with Legal Advisory and Secretarial Compliances.

    • ASK Group

      Apr 2020 - Aug 2022
      Company Secretary and Manager (Legal & Compliance)

      Responsible for Corporate Governance and Secretarial Functions, Business and Regulatory Compliances, Corporate Restructuring and Contract Management

    • Abakkus Asset Manager Private Limited

      Aug 2022 - now
      Senior Manager - Legal Compliance & Risk

  • Licenses & Certifications

    • What Is Generative AI?

      LinkedIn
      Jul 2023
      View certificate certificate

    • Certificate Course on Prevention of Insider Trading Regulations

      Udemy
      Jun 2023
      View certificate certificate

    • Certificate in Cyber Security Foundation

      National Institute of Securities Markets (NISM)
      Sept 2023
      View certificate certificate

    • POSH at Workplace - Manager

      ELearnPOSH
      Jan 2023

    • NISM Series III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination

      National Institute of Securities Markets (NISM)
      Sept 2022

    • NISM Series VII: Securities Operations and Risk Management Certification Examination

      National Institute of Securities Markets (NISM)
      Oct 2022

    • Certificate Course on Anti-Money Laundering Concepts, KYC & Compliance

      Udemy
      Feb 2023
      View certificate certificate

    • POSH Refresher Course

      ELearnPOSH
      Jan 2023

    • Certified Anti-Money Laundering Manager (CALM)

      National Institute of Securities Markets (NISM)
      Jun 2023
      View certificate certificate

    • Information Security Awareness

      ELearnPOSH
      Aug 2023