Antonio V.

Experience

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  Lone Star Taqueria

  Aug 2012 - Jul 2017

  Assistant Manager

  Create programs for the employees to further their efficiency and effectiveness in their respective jobs. Manage, facilitate, and report financial statements and documents. Provide customers with direct sales support from transaction to the end of customers’ visit. Received reviews on crowd sourced review websites for extraordinary service. Helped strengthen relations between employees and high management, created incentive-programs to boost sales. Oversaw shift operations, addressed guest’s concerns, requests, orders, or issues. Mentor employees on achieving business-related goals, guiding employees on difficult problems within job task. Show less

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  Goldman Sachs

  Jun 2017 - Jun 2022

  Part of the the Salt Lake City Global Markets Audit office which covers the firm's Global Markets Division and related supporting control functions such as Operations, Technology, Product ControlDevelop and maintain an in-depth understanding of trade support and core operational functions and the business areas, products, and activities supportedAssist in every step of an audit, including documentation, across scoping, planning, fieldwork and reportingPerforming walkthroughs with stakeholders to perform control design assessments and presenting results of work performed to managementExecute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standardsIdentify risks, assess mitigating controls, and make recommendations on improving the control environmentPrepare commercially effective audit conclusions and findings, and present to Internal Audit senior management and business stakeholdersFollow-up on open audit issues and their resolutionParticipate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructureOngoing liaison with colleagues globally and internal and external stakeholders including regulators and external auditMaintenance of internal client relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the business Show less

  • Senior Associate - Internal Audit (Global Markets)

    Jul 2017 - Jun 2022

  • Analyst

    Jun 2017 - Dec 2020
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  UBS

  Jul 2022 - now

  Associate Director

  Compliance and Operational Risk Control (C&ORC) subject-matter expert across business divisions, supporting them in managing risk and completing stress testing regulatory examinations• ensure a profound C&ORC framework is in place and kept up-to-date with policies and procedures as well as legal, regulatory and business standards• deliver independent risk assessment and provide effective challenge to the 1st and 2nd line of defense in relation to consequential risks and the risk frameworks• provide business management with controls, tools, training, frameworks, information and insights required to manage risk• prepare pre-workshop materials and post workshop documentation• review and challenge material risk identification and help manage operational risk loss projections for Comprehensive Capital Analysis and Review (CCAR)• data management of IHC internal loss events and create reports on a quarterly basis for new operational risk events• reviewing external events and other metrics to support our idiosyncratic scenario workshops• enhancing the documentation for all of our submission materials• support and minute operational risk workshops for all capital components• help address any MRAs/MRIAs from the recent Federal Reserve reviews of Operational Risk for Reg YY Show less