Thiago Neves, CCEP-I

Experience

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  KPMG Brasil

  Dec 2010 - Oct 2013

  Assistant II (Financial Services Industry)

  - Responsible for executing audit procedures in the clients.- Responsible for evaluating the clients controls environment, testing and reporting them.- Responsible for reviewing parts of the financial statements according to the applicable accounting standards, regulation and audit standards.- Due Diligence.

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  Deloitte Brasil

  Oct 2013 - Oct 2014

  Audit Senior (Financial Services Industry)

  - Responsible for planning (under supervision), coordinating and executing audit procedures in the clients, including accounting's complex areas.- Responsible for reviewing team works, assuring timely solution of all matters and questions purposed by audit managers and partners.- Responsible for elaborating audit reports and letters (under supervision).- Responsible for initial reviewing the financial statements according to the applicable accounting standards, regulation and audit standards.- Attended to Due Diligence engagements. Show less

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  Itaú Unibanco

  Oct 2014 - Apr 2016

  Internal Auditor | Internal Controls Senior Analyst (Financial Services Industry)

  As Internal Auditor (Treasury):- Responsible for auditing treasury and financial instruments (derivatives)- Responsible for mapping process and controls (including SOX), identifying risks.- Co-responsible for planning and executing field work, as well elaborating audit reports. As Internal Controls (Regulatory Capital):- Responsible for analyzing and mapping the controls environment of Bank Regulatory Capital.- Responsible for validating quantitative and qualitative of the applied methodologies on ICAAP.- Responsible for monitoring occurrences, audit findings and Regulatory Body requests (Central Bank of Brazil). Show less

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  St. George International College (SGIC)

  Apr 2016 - Oct 2016

  Student

  Completed a six month intensive advanced english program at St. George International College in Vancouver, British Columbia, Canada.

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  UCB

  Jan 2017 - Sept 2021

  Collaborated with the Head of Ethics & Compliance Americas to comprehensively assess, evaluate,and improve existing business processes.Successfully identified key risks and implemented effective controls, adhering to both Global SOPs and local Laws and Regulations (IMC Code, PAAB Code, PIPEDA, CASL, etc.).Championed a culture of transparency and integrity within the organization through policy standardization and awareness initiatives.Actively participated in internal audits, facilitating assessments, reviewing findings, and proposing key control and improvement recommendations.Provided valuable insights to senior management during the audit process, ensuring clearcommunication and timely issue resolution.Prepared comprehensive reports and addressed enquiries from senior management regarding localregulations.Proactively identified and addressed compliance risks, safeguarding the organization's reputation and integrity. Show less Managed internal control engagements, mapped areas, created controls according to the COSO, provided assessments and improvements to identify risks.Supported the Chief Compliance Officer Director (CCO) with internal policies, procedures, regulatory requirements, as well as trained the Brazilian team regarding to global/local pharma code of conduct.Participated in the implementation of Compliance program in Brazil (policies/guidelines, monitoring, auditing, procedures, due diligence) working with the local CCO and global Compliance team.Aligned local standards with global standards, enhanced transparency and culture of integrity throughout the organization. Issued analytical reports to provide solutions to standardize control environment. Show less

  • Ethics & Compliance Lead Canada

    Jan 2019 - Sept 2021

  • Ethics & Compliance Specialist Brazil

    Jan 2017 - Dec 2018
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  AstraZeneca

  Sept 2021 - now

  Sr. Manager, Ethics Leader

  Spearheading ethical practices across Brand (Commercial) & Scientific Affairs.Simplifying & automating processes for faster, more ethical decision-making.Translating complex ethics into clear guidance for strategic alignment and business support.Building a compliance culture through proactive audit readiness and tailored training initiatives.Leading first-line Scientific Affairs monitoring, ensuring consistent ethical execution.Driving continuous improvement through committee participation and risk management strategies.My impact: I foster a culture of ethical excellence, enabling strategic decisions and enhanced outcomes.Key benefits: Increased efficiency and compliance; improved transparency and communication;reduced risk and enhanced decision-making. Show less