Stephen Bailey

Stephen Bailey

Internal Auditor

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  • Timeline

  • About me

    Director - Head of GBM Regulatory Management Function & Brexit PMO at HSBC Global Banking and Markets

  • Education

    • UCL

      1999 - 2000
      Master’s Degree History
    • Queen Mary University of London

      1996 - 1999
      Bachelor’s Degree History 2:1
  • Experience

    • Deloitte

      Sept 2000 - Dec 2001
      Internal Auditor

      Internal auditor for various public and private sector clients.

    • PricewaterhouseCoopers

      Jan 2002 - Dec 2004
      Senior Internal Auditor

      Internal audit lead - various private clients (commodities, and media sectors), and Government (local and central).

    • Deutsche Bank

      Jan 2005 - Mar 2007
      Associate

      Responsible for coordination, delivery, and quality control of the quarterly forecasting process (costs and revenue), annual Strategic Planning cycle and the quarterly business ranking exercise

    • Barclays Investment Bank

      Apr 2007 - May 2017
      Director

      IB Portfolio Planning Director & Head of IB Regulatory Coordination Office - Led a team responsible for portfolio change budget definition and cost management with significant regulatory component and full front to back influence. - Collaboration with various senior stakeholders across the business, Tech and Change, Legal, Compliance and Finance to define and agree the prioritised programmes- Defined management information (MI) created for senior management and Board level to support governance decisions and tracking financial status of key delivery programmes.- Managed and led the Regulatory Change Coordination Office, with responsibility for assigning new regulation to appropriate owners, tracking execution, escalation of risks and issues. Programme Coordination Office Lead for Regulatory Change - Programme Coordination Office (PCO) Lead with responsibility for ensuring impact assessment and ownership assignment for new regulation emerging from European regulators (eg. EMIR and MiFID2)- Coordination of advocacy and business stakeholder feedback both via industry associations and bilaterally to the regulator.- Initial impact assessment and organisational mobilisation, including identification and assignment of accountable executives, based on draft rule writing.- Lead on generation of consensus via Steering Committee on legal interpretation of requirements, regulatory risk acceptance of implementation plan, and agreement on approach to regulator for endorsement of approach. Global Finance Head for Global Markets - Managed a team responsible for oversight and MI production and reporting covering the direct costs of the Global Markets business division within the IB. - Designed and deployed full Return on Equity / Risk Weighted Assets MI and reporting for the entire IB, including methodology for full cost attribution Show less

    • HSBC Global Banking and Markets

      Jun 2017 - now
      Director - Head of GBM Regulatory Management Function & Brexit PMO
  • Licenses & Certifications