Nicolas Roncalli

Experience

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  UBP - Union Bancaire Privée

  Feb 2008 - Feb 2018

  • Management of the group taxes, opening accounts, pricing, visits (25 persons)• Risk and control management. Establishment of the dashboards in the point of view of the operational risks • Monitoring and implementation of the regulatory framework and bank’s directives • Analysis and expertise on regulatory aspects (CDB and AML- OBA-FINMA) • Member of the committees; Tax conformity and New Opening Account• Development of monitoring tools (including monitoring of account openings)• Setting up of the Appway tool in the framework of the on-boarding process • Secret Data Migration Project in Hong Kong. Implementation of formal guidelines and organization of processes. Management of Central File in Hong Kong. Show less

  • Head of Central File - Director Operation

    Sept 2015 - Feb 2018

  • Team leader Opening Account

    Mar 2015 - Sept 2015

  • Head of Data Admistration - Cadre

    Jan 2011 - Mar 2015

  • Spécialistes ouvertures de comptes

    Jan 2009 - Jan 2011

  • Opening Account Expert

    Feb 2008 - Dec 2010
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  S.P. Hinduja Banque Privée

  Feb 2018 - Dec 2020

  Head Central File and COO's deputy

  • Management of the Central File • Responsible of FATCA project, CRS project, data cleansing project and digitalisation solution. • Implementation of the taxes aspects within the bank. This includes the analysis, the data input and the technical reporting to the authorities (IRS and FTA) • Enhancement and establishment of the customer documentation (opening account forms)• Updating and implementation of the directives and the procedures• Handling and follow-up of the change of circumstances CRS and FATCA• Expertise on regulatory aspects (CDB and AML- OBA-FINMA) • Cleansing, upgrading the client database under the AML and tax aspects• Member of the opening account committee and due diligence aspects Show less

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  Geneva Compliance Group

  Jan 2021 - now

  Reporting & Data Director

  • Conseiller et guider les clients sur les aspects de conformité FATCA et d’échange automatique de renseignements (CRS); • Effectuer les reportings réglémentaires FATCA et d’échange automatique de renseignements (CRS) • Service de Sponsoring dans le cadre du FATCA notamment pour les entités gérées professionnellement (FI/FFI) ; • Conseils et établissement des certifications FATCA (COPA) et QI ;• Analyse et revue dans le cadre de mandat auprès des banques, trustees et GFI ; • Compliance solutions. Show less