Ashutosh Gupta

Experience

• 

  Broadridge

  Jul 2001 - Mar 2007

  Project Leader - Fixed Income Repo Trading platform (FinancePro)

  - Led a team of six members, responsible for the Design, Development, Implementation and maintenance of an in-house Fixed Income Repo trading system.- Saved cost by creating a remote software distribution mechanism to clients.

• 

  Goldman Sachs

  Mar 2007 - Mar 2021

  - EMEA Lead & Product Manager for Global Collateral Management application, optimizes the use of the firm's collateral for funding and pending obligations. - Helped increase settlement rate by 40% - Established automated testing framework in the new strategic system to act as a regression testing framework to ensure high-quality bi-weekly sprint release - Managed the program globally to uplift the Regulatory reporting systems for Brexit readiness for Trade, Transactions & Positions reporting. - Coordinated with business and front office teams to devise the approach to service external clients with a new proposed entity structure.- Designed the business rules and liaised with multiple reporting teams globally to incorporate changes & timely delivery - Managed development & support teams across regions to report Transactions & Positions to UK & Irish regulators for the M&A activities in which firm was involved. - Re-engineered the application which increased operational efficiency by 60%- Reduced system processing time by 80% through internal caching logic. - Project manager and Solution architect for MIFID II Cash equities reporting to UK & German regulators.- Reported ~1million transactions per day with over 95% acceptance.- Delivery Manager in-charge of transaction reports across Securities division, Private wealth management & Investment Banking division (IBD). - Led a twenty-member team handling design & development for Transaction reporting covering multiple asset clas-ses like Equities, Asset Management, Listed & OTC Derivatives. - Reengineered the entire key application which increased system stability by 60% - Partnered with operations users & engineering upstream teams to resolve multiple critical reporting issues - Formed and led a team to build a system to automate the operation user’s manual processes and to reduce BC&E cost. - Reduced operational cost by 25% from the first release of the software- Collaborated with business Stakeholders and Senior management in defining the initial level of the engineering budgeting process.

  • Senior Executive Director - Product Manager Collateral Management

    Jun 2019 - Mar 2021

  • Senior Executive Director - Global Brexit Program Lead (Regulatory Reporting)

    May 2018 - Jun 2019

  • Senior Executive Director - Product Manager, Regulatory Takeover Panel Reporting

    Nov 2009 - Jun 2019

  • Senior Executive Director - MIFID2 Technology Lead, MIFID2 Transactions reporting

    Nov 2016 - Apr 2018

  • Executive Director – EMEA Technology Lead, Regulatory Transactions Reporting (MIFID I)

    Jun 2014 - Oct 2016

  • Senior Associate - Tech Lead, Brokerage, Clearance & Exchange Fees (BC&E)

    Mar 2007 - Oct 2009
• 

  Bank of America

  Dec 2021 - now

  - Defined architecture for 2022 delivery, with commendations from the architecture board- Designed data flows for the platform build- Strategised the 2023 architecture for consistent data sourcing across Visualisation, Optimisation & Analytics - Led vendor workshops & interviews with Traders across multiple trading desks to formulate UI UX strategy for the platform

  • Enterprise Architect

    Jan 2024 - now

  • Architect - Traded Products Collateral, Global Markets

    Dec 2021 - Jan 2024