John Norman, JD, AMP, CCEP

Experience

• 

  Twin Falls County

  Sept 2002 - May 2003

  Deputy County Prosecutor

  - Successfully tried animal cruelty case- Assisted in executing search warrant- Tried all misdemeanor cases in Twin Falls County

• 

  Utah Mortgage Lenders Association

  May 2003 - Aug 2008

  Executive Director

  - Created revenue streams with sponsorship sales and new training programs- Navigated industry through new licensing laws and regulations- Lobbied legislature on behalf of organization- Hired and trained staff

• 

  Parental Defense Alliance

  Oct 2005 - May 2013

  Director

  - Wrote successful proposal for State Contract- Designed and Coordinated Training for Parent Attorneys- Received Non-Profit Status- Administered State Contract to provide training and assistance to attorneys who represent parents who's children are in State custody

• 

  MassMutual Financial Group

  Jan 2008 - Jan 2009

  Agent

  - Series 7 & 66 Licenses- State health and life insurance licenses- Marketed and Sold insurance and securities products- Scored in the 90th percentile in derivatives section of securities exam

• 

  Academy Mortgage Corporation

  Oct 2009 - Aug 2020

  - Developed KPIs and Dashboards helping executive management make better risk/strategy decisions and provide corporate governance, over a wide array of risk areas, including liquidity, credit, information security, and compliance- Authored key risk program documents including the Risk Appetite Statement, and Risk Program- Oversaw the information security program including the drafting of the initial information security policy, and identification of key metrics, as well as the completion of the FFIEC Information Security Risk Assessment Tool - Mentored senior managers, successfully helping them to stretch their capabilities Show less - Served as the AML/BSA Officer and Fair Lending Officer for the organization ensuring Academy Mortgage managed these key risks and programs- Managed CFPB Exam with positive results- Designed and Implemented a comprehensive Compliance Management System- Effective Change Management - enacted all regulatory changes across the organization in an era of expanding regulatory oversight, including: Policy and Procedure ∣ Training ∣ Systems ∣ Detective & Preventative Controls ∣ Testing & Monitoring- Hired and trained compliance team/staff Show less

  • Senior Vice President Risk Management

    May 2017 - Aug 2020

  • Senior Manager Quality Assurance

    Mar 2016 - May 2017

  • Chief Compliance Officer

    Sept 2013 - Mar 2016

  • Compliance Manager

    Oct 2009 - Sept 2013
• 

  Loan Simple

  Aug 2020 - Jun 2021

  EVP Compliance
• 

  ICE Mortgage Technology

  Jun 2021 - now

  Director, Compliance Monitoring