Talk to sales Try for Free
Andrew Johnstone

Andrew Johnstone

Financial Controller

Followers of Andrew Johnstone708 followers
location of Andrew JohnstoneUnited Kingdom

Connect with Andrew Johnstone to Send Message

Connect

Connect with Andrew Johnstone to Send Message

Connect

  • Timeline

  • About me

    Regulatory Compliance SME | Finance Director | Conduct Risk | Prudential Risk | Compliance Officer | Internal Audit | Ex-FCA

  • Education

    • Abertay University, Dundee

      -
      BA Accounting

    • Quarry Bay School, Hong Kong

      -

    • South Island School, Hong Kong

      -

    • South Island School, Hong Kong

      -

  • Experience

    • Elsevier Science Limited

      Jun 1999 - May 2000
      Financial Controller

    • The Confederation of British Industry (CBI)

      May 2000 - Jun 2001
      Financial Controller

    • The Financial Services Authority (FSA)

      Jul 2001 - Sept 2011
      Supervisor (2004 to 2011) / Financial Controller (2001 to 2004)

    • BlackRock

      Oct 2011 - Feb 2022
      Director -Prudential Policy

      Financial Conduct Authority ComplianceEngaging with a network of regulated entities across the UK, trade bodies, third party consultants and regulators across Europe.Chair of the Investment Association's Prudential CommitteeRegulatory developments across EuropeIndependent Capital Adequacy Assessment Process (ICAAP) (UK, The Netherlands and Ireland)Risk Management FrameworkWind-down planningReverse Stress TestOperational riskStress testsFCA SREP visitsFCA Handbook - Conduct of Business and Prudential rulesEuropean Prudential Regulations - CRD, UCITS, AIFMD applicable to the UK, the Netherlands, Germany, Ireland and other European countriesIndustry lobbying / Consultation Papers Show less

    • TURTLE CONSULTING LIMITED

      Aug 2022 - now
      Independent Financial Services SME

      Regulatory returns | COREP and FINREP | Prudential risk | ICAAP | ICARA | IFPR | CRD and Basel 3.1 | Solvent Wind Down Planning | Recovery Planning | Regulatory Change | Conduct Risk | Consumer Duty | Engagement with regulators | Governance | Board Effectiveness | Business Continuity Planning | Industry | Leadership | FCA Handbook | Public Speaking | Training | Financial Control

    • Citi

      Nov 2022 - May 2023
      Interim ICAAP Specialist (November 2022 to May 2023)

    • Nedgroup Investments

      Jun 2023 - Jun 2024
      Compliance Officer - SMF 16 Compliance Oversight and SMF 17 Money Laundering Reporting

  • Licenses & Certifications