Derek Kattner, CFE, CPA

Experience

• 

  Kovatch Organization

  May 2005 - Aug 2008

  Summer Help

  Worked as summer help for 3 years working on maintaining inventory and developing a new system to help put together cost packages for police vehicles.

• 

  Kearney & Company

  Aug 2009 - Oct 2015

  • Responsible for the oversight of a team of four, successfully completing ten Incurred Cost Proposal examinations concurrently, covering 30 fiscal years, under budget and with high client satisfaction• Responsible for the overall review of work papers completed by staff and senior accountants• Responsible for creating an Audit Implementation Plan using Microsoft Project to schedule over 50 deliverables and numerous site visits for 16 different contractors concurrently• Responsible for training staff members• Responsible for the review of all draft and final audit reports issued to the client• Responsible for leading on-site walkthrough meetings, entrance and exit conferences, and served as the main point of contact to the client and auditee• Created a time management plan for use by the entire team to ensure work was completed under budget and efficiently Show less SIGAR - SPFS audit (Sup Senior) - - Team lead responsible for the review of workpapers and testing completed by staff - Prepare draft audit reports, audit plans, and findings - Perform reconciliations of the SPFS and corresponding accounting detailCMS - ICP Attestation (Sup Senior) - - Team lead responsible for the review of workpapers and testing completed by staff - Prepare draft audit reports and findings - Perform reconciliations of the ICP and corresponding accounting detail - Conduct walkthrough meetings and entrance and exit conferences with auditeesCMS MA-PDP Bid Attestations (Senior) - - Responsible for conducting meetings and testing over the Pharmacy Benefit Manager (PBM) - Review of workpapers and testing completed by staff - Performed testing over Related Party and Non-Benefit transactionsHUD A-123 Audit (Senior) - - Prepared process narratives and related flowcharts to identify control deficiencies and key controls for testing - Prepared testing matrices and completed testing over internal controls for the related processes - Assisted with the preparation of the draft report, Remediation Report, and Corrective Action PlansUSACE CFO Act Audit (Staff) - - Performed testing over the internal controls and balances related to the Accounts Payable cycle, to include cost sharing agreements, remaining expenses, and compliance with American Recovery and Reinvestment Act (ARRA) and the Prompt Payment Act - Responsible for completing testing over the year-end Accounts Payable balance for any deficiencies and miscalcualtionsATF - Accounts Payable Support (Staff) - - Assisted with the development of a statistically-based accrual estimating model - Trained ATF staff on the new model - Prepared flow charts related to the new accrual model - Processed travel vouchers to reduce the backlog from a couple months to only a few days Show less

  • Manager

    Dec 2014 - Oct 2015

  • Senior

    Aug 2009 - Dec 2014
• 

  PNC

  Oct 2015 - Oct 2021

  - Audit lead of various engagements within Human Resources, Finance, and Corporate Governance- Worked in collaboration with various lines of business on the closure of a Significant Deficiency and a Matter Requiring Attention (MRA).- Responsible for managing the day-to-day activities of each engagement and responsible for leading client meetings, review of all staff work, managing audit budgets and deadlines, oversight of staff auditors, and drafting/issuing audit reports- Team representative for issues management within Finance, Human Resources, and Corporate Governance to challenge issues for adequate description and root cause, as well as, validating issues for proper closure by the line of business- Provides annual training over a standard audit program that is used by the entire department- Manages requests from external auditors to ensure timely completion to avoid delays of the annual external audit- Team Subject Matter Expert for third party management risk assessments Show less

  • Internal Audit Manager

    Aug 2017 - Oct 2021

  • AVP, Senior Internal Auditor

    Oct 2015 - Aug 2017
• 

  City National Bank

  Oct 2021 - Aug 2023

  Audit Manager II

  - Audit Lead on a variety of audit engagements, inclusive of all aspects of the audit process.- Tested a variety of MRA validation efforts, over multiple MRAs, by Management to assess remediation of regulatory issues.- Responsible for oversight of staff auditors testing.- Responsible for continuous risk monitoring over entirety of Human Resources and Corporate Security- Created a risk assessment for the Human Resources audit universe to break out the audit engagements in this space to provide better audit coverage on a cycled basis- Responsible for completion of annual risk assessments to identify cycled audits for the next audit year Show less

• 

  Blue Ridge Bank

  Aug 2023 - now

  VP - Director of Internal Audit

  - Director over Issue Validation process for the IA department- Oversight of audit engagements within branch operations, TPRM, and BCP/DR- Responsible for enhancing the issue validation program for the audit department, including development of issue metrics, status reporting to management and executives, and system transition for recordkeeping- Responsible for development of annual audit plan and associated risk assessments