Shawn Brody

Experience

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  Loving Spoonful

  Jan 1990 - Jan 1996

  Founder

  Created my own company where we assisted caterer's at private events. We were responsible for cooking, preparing, designing and cleaning up. As the owner of my company I was responsible for bidding on jobs, contracting employess (to ensure we were staffed appropriately for different events) and creating a very tight business network.

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  Prudential Financial

  Jun 1998 - Oct 1999

  Internal Audit

  Responsible for auditing the north american branch offices of Prudential.

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  Spear, Leeds & Kellogg

  Oct 1999 - Dec 2000

  VP

  Senior auditor responsible for overseeing the internal audit program focusing on all areas within the firm.

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  Goldman Sachs

  Oct 1999 - Jan 2015

  Represented Goldman Sachs as lead project manager to create financial utility in partnership with other consortium member banks (JPM, Credit Suisse, BNY, State Street, and Barclays) in addition to continuing client onboarding management oversight. Developed work stream, policy / procedures, revenue projections / KPI’s, client outreach / communication program, operating model, and UX design sessions. Established centralized team for onboarding of institutional and clearing clients to firm, including adherence of regulatory requirements (i.e., AML / KYC, Dodd-Frank, and FATCA). Supervised staff of ~100 team members globally (NY / NJ, SLC, Bangalore, and Brazil) with 5 direct reports Responsible for overseeing the internal audit team focusing on the processes and procedures of management/supervision, executing/clearing of trades, proprietary trading, internal booking/operation systems, etc.

  • Executive Director - Change Management/Project Manager

    Oct 2013 - Jan 2015

  • VP - Head of Client Onboarding

    Oct 2008 - Dec 2014

  • Senior Internal Auditor

    Oct 1999 - Sept 2008
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  Clarient Global LLC (Acquired by Thomson Reuters)

  Jan 2015 - Mar 2017

  Business Development/Change Management - Executive Director

  Appointed by Goldman Sachs management to join Clarient to develop and shape product management team to design full product offering. Created and drove client solution advisor team which led industry partners and customers to strategize on future roadmap targeting client uptake and future revenue generation.Executive Officer in the Business Development area and Global Client Solution Advisor of Clarient Global LLC, a company founded by The Depository Trust & Clearing Corporation (DTCC) and six leading banks to help firms meet client data and documentation needs for internal on-boarding as well as comply with a broad range of regulatory requirements. Show less

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  Thomson Reuters

  Mar 2017 - Oct 2018

  Worked globally with all industry peers (buy and sell side clients) to create more efficient model solving for regulatory onboarding requirements. Initially focused on 5 initiatives, custody onboarding, pre-record build partnership, refresh alignment, policy standardization, and client engagement. Senior consultant focusing on the Clarient acquisition into the TR organization. Continuing to manage client relationships to work with new and existing clients on current and future usage. Partner with product management team to development business plans and demand estimates for future functionalities.

  • Global Head of Client Engagement, Adoption and Strategy

    Jan 2018 - Oct 2018

  • Executive Director Senior Consultant

    Mar 2017 - Dec 2017
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  Credit Suisse

  Dec 2018 - Dec 2020

  • Global Head of Client Lifecycle Management

    Dec 2018 - Dec 2020

  • Global Director of operations of client onboarding and lifecycle management

    Dec 2018 - Dec 2020
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  J.P. Morgan

  Dec 2020 - now

  Executive Director