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David Caputo

David Caputo

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location of David CaputoNew York, New York, United States

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  • Timeline

  • About me

    Executive Director - Institutional Client Coverage - UBS Asset Management

  • Education

    • Lehigh University

      1999 - 2003
      BS in Business and Economics Finance, Economics

    • Lehigh University College of Business

      1999 - 2003

  • Experience

    • Credit Suisse Asset Management

      Nov 2003 - Oct 2023

      Oversee a global team of 40 professionals in New York, Raleigh and Hyderabad, India. Provide Investor Services and Financial Crimes Compliance support for over 5,000 clients with CHF 43.6 billion AUM in multiple private equity funds, hedge funds and separately managed accounts. Support multiple business lines including Credit, Direct Lending, Commodities, Quantitative Investment Solutions, FinTech, Insurance Linked Strategies, Private Banking Feeder Funds, Direct Equity Partners (private equity deals to ultra-high net worth clients) and Employee Plans. Show less

      • Director

        Jan 2015 - Oct 2023

      • Vice President

        Jan 2011 - Jan 2015

      • Assistant Vice President

        Jan 2008 - Jan 2011

      • Client Reporting Specialist - Investor Operations

        Nov 2003 - Jan 2008

    • UBS

      Oct 2023 - now
      Executive Director - Institutional Client Coverage

  • Licenses & Certifications

    • Series 99

      FINRA
      May 2014