
Timeline
About me
independent planner, broker, & advisor
Education

The american college
2012 - 2015Chartered financial consultant (chfc) financial planning and servicesActivities and Societies: The American College Alumni Association Pursuing coursework in The American College ChFC program.

Department of defense race relations institute
1973 - 1973Facilitator implementation of group dialogue, race relations, american studies
Saint peter chanel high school
1960 - 1964High-school diploma college preparatoryActivities and Societies: newspaper, yearbook, French Club, band

College of the holy cross
1964 - 1968A. b. major in english, minor in theologyActivities and Societies: Rugby, newspaper, yearbook, SPUD Worcester, Massachusetts
Experience

Various companies in ohio and massachusetts
May 1968 - Jul 1969Construction workerFollowing the Tet Offensive, I marked time working construction, waiting, waiting, waiting on the draft.

Us army
Jul 1969 - Sept 1975Infantry captainI cleverly beat the draft (and ended the suspense) by enlisting and going through Officer Candidate School. In retrospect, this was a fairly decent lifestyle and a short career in which I met many fine people.

The ferris family
Oct 1976 - nowFather of two, grandfather of twoDoting grandfather to Teagan and Maggie, proud dad to Maureen and Katie, appreciative father-in-law to Geri, loving husband to Gloria.

Multiple companies
Sept 1980 - Sept 1984Real-estate agentOhio

Various mutual and stock insurance companies
Sept 1982 - nowAgent/field underwriterI write applications and perform field underwriting on insurance contracts which are then forwarded for approval and issue; I deliver completed contracts to owners; I provide service on life and health insurance books of business.

Brooklyn centre, a park neighborhood of the city of cleveland, ohio
Oct 1983 - nowResidentI continue to strive for a balanced and responsible lifestyle, in the city, at the edge of the Cuyahoga Valley.

An independent insurance & benefits brokerage
Oct 1989 - nowOwnerThis is the oldest part of my independent practice, dating back to my first leap into total autonomy in October of 1989.

The capital financial group / h. beck, inc.
Jan 2010 - nowInvestment advisor representativeH. Beck is the fifth broker-dealer affiliation of my career, which now spans 34 years and requires this disclaimer: SECURITIES AND INVESTMENT ADVISORY SERVICES OFFERED THROUGH H. BECK, INC., MEMBER FINRA/SIPC, A REGISTERED BROKER-DEALER AND AN SEC-REGISTERED INVESTMENT ADVISOR.
Licenses & Certifications

Uniform investment adviser law examination
Financial industry regulatory authority (finra)Oct 2009- View certificate

Life, health, & variable annuity non-resident license
Florida department of insuranceFeb 2002 
General securities representative examination
Financial industry regulatory authority (finra)Aug 2001
Investment adviser representative's license
State of ohio department of commerce division of securitiesApr 2001
Uniform securities agent state law examination
Financial industry regulatory authority (finra)Feb 1987
Direct participation programs representative examination
Financial industry regulatory authority (finra)Jan 1986
Investment company products/variable contracts representative
Financial industry regulatory authority (finra)Apr 1983- View certificate

Nonresident producer license for health, life, & variable contracts
State of illinoisApr 2014 - View certificate

Non-resident agent license for accident & sickness, life, variable products
Georgia insurance departmentNov 2002 - View certificate

Accident & health, life, variable annuities license
State of ohio department of insuranceDec 1982 - View certificate

Non-resident agent for life and health insurance
Commonwealth of kentuckyJan 2015 
Nonresident producer: life, accident, & health, variable life & annuity
IndianaOct 2012
Languages
- enEnglish
- frFrench
- koKorean
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