Deep Enrich
Brian Lemargie
Senior Analyst
183 followers
Greater Sacramento
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About me
CIPP/US, CIPP/E, Senior Compliance Analyst
Education
California State University-Sacramento
-Bachelor of Science (B.S.) Criminal Justice
Experience
E*TRADE Financial
Apr 2000 - Oct 2005Senior Analyst
State Street Bank
Oct 2005 - Aug 2008Supervisor - Corporate Actions
State Street
Oct 2008 - May 2013Corporate Actions Analyst / Fund Accountant
Franklin Templeton
May 2013 - Sept 2022Senior Compliance Analyst
Sept 2019 - Sept 2022Investment Accounting- Senior NAV Analyst
May 2013 - Sept 2019
FIS
Oct 2022 - nowSenior Compliance Analyst
Licenses & Certifications
Series 63 (Uniform Agent State Law Examination)
FINRAApr 2001Series 24 (General Securities Principal Exam)
FINRAMar 2003Series 7 (General Securities Representative Exam)
FINRAFeb 2001
Certified Information Privacy Professional/Europe (CIPP/E)
IAPP - International Association of Privacy ProfessionalsDec 2020The Certified Information Privacy Professional - United States (CIPP/US)
IAPP - International Association of Privacy ProfessionalsAug 2020
Volunteer Experience
Food & Clothing Sorter
Issued by Sacramento Food Bank & Family Services on May 2011
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