Sumit Singh

Experience

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  Sharekhan

  May 2020 - Jul 2020

  Finance Intern

  1. Did fundamental and technical analysis of companies registered in the share market.2. Regularly monitored changing patterns and trends in the share market.3. Opened 7 new DEMAT A/Cs in lead generation task.

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  Advertere: The Marketing Society

  Jul 2020 - Oct 2020

  Associate Researcher

  1. Investigating systematically the client’s industry and the service or product.2. Studying trends of the target industry.3. Determining the target audience.

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  Kapiva by Adret Retail Pvt. Ltd.

  Sept 2020 - Oct 2020

  Brand Management Intern

  1. Maintaining brand integrity across all company marketing initiatives and manage a portfolio of products. 2. ldentify and monitor market trends and customer preferences.3. Identify and take lead in organizing events. 4. Analyze brand positioning in online marketplaces. 5. Identify and design effective online engagement projects. 6. Juggling a variety of daily tasks including project management and strategic planning.7. Provide meaningful insights on community sentiment and consumer reactions by documenting customer feedbacks from online marketplaces. Show less

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  NatWest Group

  Jul 2022 - Jan 2025

  Operations Analyst

  • Performed quality checks and processed cases related to CDD, EDD, AML/KYC and transactions monitoring as per the defined SOPs. • Execute event driven reviews and periodic reviews as per the guidelines defined by Bank’s policies. • Conducted Customer Risk Assessments of our customers to identify their lower, medium or higher risk levels based on sanctions, PEP, trading activities, country of jurisdiction, payment countries, etc. • Trained, mentored and solved queries of newly trained staff on TRDFL process. • Created a workflow document which helped our new team members to reduce their processing time by 40%. Show less

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  Deloitte

  Jan 2025 - now

  Advisory Analyst (Financial Crimes)

  • Conducted in-depth investigations into flagged and suspicious transactions, assessing potential money laundering and terrorist financing risks. • Executed KYC remediation initiatives, ensuring compliance with CIP, CDD, and EDD standards while achieving quality scores and escalating identified issues. • Led enterprise-wide AML risk assessments, evaluating risk exposure at both the enterprise and business unit levels, and recommended actionable improvements. • Prepared detailed investigation reports and supporting documentation for senior compliance leadership and regulatory authorities. • Performed comprehensive data analysis on customer accounts to detect irregular behavior and emerging patterns, contributing to proactive risk mitigation strategies. • Drafted Suspicious Activity Report (SAR) narratives, translating complex financial transactions and patterns into clear, regulatory-compliant reports. Show less