Allen Keller

Sergeant

343 followers

Greater Tampa Bay Area

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Timeline
About me
Investment Compliance Officer in Tampa, FL. Diehard Rays Fan. Owned by a cat named Lucy.
Education
- University of Tampa - John H. Sykes College of Business
  2019 - 2020
  Master of Science Finance
- Liberty University
  2008 - 2010
  Master of Arts Theology/Theological Studies 3.91 GPA (Summa Cum Laude)
- Florida State University - College of Business
  2005 - 2008
  Bachelor of Science General Management 3.47 GPA
  Activities and Societies: National Society of Collegiate Scholars
Experience
- United States Marine Corps
  Sept 2001 - Aug 2005
  Sergeant
  Served four years as a U.S. Marine in the Marine Corps Band stationed in Albany, GA. Traveled across the country and abroad representing the world's most elite fighting force.
- USAA
  Jan 2013 - Sept 2015
  - Financial Advisor
    Feb 2014 - Sept 2015
  - Mortgage Loan Officer
    Jan 2013 - Feb 2014
- Raymond James Financial, Inc.
  Sept 2015 - Jun 2017
  Compliance Officer / Registered Principal
- Independent Financial Partners (IFP)
  Jun 2017 - Apr 2018
  Compliance & Supervision Officer / Registered Principal
- Calton & Associates, Inc.
  Apr 2018 - Apr 2019
  Compliance Officer / Registered Principal
- University of Tampa
  Aug 2019 - Jul 2020
  Graduate Student - Finance
- Trinity Wealth Management Group, Inc.
  Sept 2019 - Dec 2020
  Financial Advisor
- PHH Mortgage
  Oct 2020 - Feb 2022
  Mortgage Loan Officer
- G.A. Repple & Company
  Jul 2021 - now
  Compliance Officer / Registered Principal
Licenses & Certifications
- PCAP – Certified Associate Python Programmer
  OpenEDG Python Institute
  Apr 2025
  View certificate
- PCEP – Certified Entry-Level Python Programmer
  OpenEDG Python Institute
  Jan 2025
  View certificate
- Series 52 - Municipal Securities Representative Examination
  FINRA (Financial Industry Regulatory Authority)
  Jul 2018
  View certificate
- Series 63 - Uniform Securities Agent State law Examination
  FINRA (Financial Industry Regulatory Authority)
  May 2014
  View certificate
- Series 4 - Registered Options Principal Examination
  FINRA (Financial Industry Regulatory Authority)
  Dec 2017
  View certificate
- Series 65 - Uniform Investment Adviser Law Examination
  FINRA (Financial Industry Regulatory Authority)
  Sept 2014
  View certificate
- Series 24 - General Securities Principal Examination
  FINRA (Financial Industry Regulatory Authority)
  Sept 2016
  View certificate
- Series 7 - General Securities Representative Examination
  FINRA (Financial Industry Regulatory Authority)
  Apr 2014
  View certificate